<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/06?registers=between Sat, 21 Jun 2025 15:12:17 -0700 Sat, 21 Jun 2025 15:12:17 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/06?registers=between Notice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 1940 https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04927.html https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04927.html Thu, 06 Mar 2014 00:00:00 -0800 2014-04927 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04927.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04926.html https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04926.html Thu, 06 Mar 2014 00:00:00 -0800 2014-04926 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04926.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04925.html https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04925.html Thu, 06 Mar 2014 00:00:00 -0800 2014-04925 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04925.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04924.html https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04924.html Thu, 06 Mar 2014 00:00:00 -0800 2014-04924 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04924.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Provide Members With a Risk Management Tool That Will Enable Members To Monitor Trading Activity and Receive Notifications When Pre-Set Trading Limits Are Reached https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04923.html https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04923.html Thu, 06 Mar 2014 00:00:00 -0800 2014-04923 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04923.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Wash Sale Transactions and FINRA Rule 5210 (Publication of Transactions and Quotations) https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04922.html https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04922.html Thu, 06 Mar 2014 00:00:00 -0800 2014-04922 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04922.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Newfleet Multi-Sector Income ETF https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04921.html https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04921.html Thu, 06 Mar 2014 00:00:00 -0800 2014-04921 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04921.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of Proposed Rule Change To Modify Price Protection Provisions for the Execution of Orders https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04920.html https://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04920.html Thu, 06 Mar 2014 00:00:00 -0800 2014-04920 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04920.pdf