Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/06?limit=200®isters=between&mode=atom2024-12-22T16:56:58-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04927.htmlNotice - Notice of Applications for Deregistration Under Section 8(f) of the Investment Company Act of 19402014-03-06T00:00:00-08:002014-03-06T00:00:00-08:002014-04927Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04927.pdfhttps://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04926.htmlNotice - Submission for OMB Review; Comment Request2014-03-06T00:00:00-08:002014-03-06T00:00:00-08:002014-04926Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04926.pdfhttps://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04925.htmlNotice - Proposed Collection; Comment Request2014-03-06T00:00:00-08:002014-03-06T00:00:00-08:002014-04925Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04925.pdfhttps://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04924.htmlNotice - Proposed Collection; Comment Request2014-03-06T00:00:00-08:002014-03-06T00:00:00-08:002014-04924Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04924.pdfhttps://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04923.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Provide Members With a Risk Management Tool That Will Enable Members To Monitor Trading Activity and Receive Notifications When Pre-Set Trading Limits Are Reached2014-03-06T00:00:00-08:002014-03-06T00:00:00-08:002014-04923Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04923.pdfhttps://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04922.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, Relating to Wash Sale Transactions and FINRA Rule 5210 (Publication of Transactions and Quotations)2014-03-06T00:00:00-08:002014-03-06T00:00:00-08:002014-04922Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04922.pdfhttps://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04921.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Reflect Changes to the Means of Achieving the Investment Objective Applicable to the Newfleet Multi-Sector Income ETF2014-03-06T00:00:00-08:002014-03-06T00:00:00-08:002014-04921Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04921.pdfhttps://regulations.justia.com/regulations/fedreg/2014/03/06/2014-04920.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing of Proposed Rule Change To Modify Price Protection Provisions for the Execution of Orders2014-03-06T00:00:00-08:002014-03-06T00:00:00-08:002014-04920Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-03-06/pdf/2014-04920.pdf