<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/04?registers=between Tue, 24 Jun 2025 06:40:42 -0700 Tue, 24 Jun 2025 06:40:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/03/04?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04831.html https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04831.html Tue, 04 Mar 2014 00:00:00 -0800 2014-04831 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-04/pdf/2014-04831.pdf Notice - Trilliant Exploration Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04815.html https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04815.html Tue, 04 Mar 2014 00:00:00 -0800 2014-04815 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-04/pdf/2014-04815.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To List and Trade Shares of the ETSpreads HY Long Credit Fund, the ETSpreads HY Short Credit Fund, the ETSpreads IG Long Credit Fund and the ETSpreads IG Short Credit Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04684.html https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04684.html Tue, 04 Mar 2014 00:00:00 -0800 2014-04684 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-04/pdf/2014-04684.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Allow the LSOC With Excess Model for CFTC-Regulated Swaps https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04683.html https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04683.html Tue, 04 Mar 2014 00:00:00 -0800 2014-04683 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-04/pdf/2014-04683.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of db-X Ultra-Short Duration Fund and db-X Managed Municipal Bond Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04682.html https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04682.html Tue, 04 Mar 2014 00:00:00 -0800 2014-04682 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-04/pdf/2014-04682.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Consisting of Amendments to MSRB Rules A-12, on Initial Fee, G-14, on Reports of Sales or Purchases, and the Facility for Real-Time Transaction Reporting and Price Dissemination (“RTRS Facility”); Deletion of Rules A-14, on Annual Fee, A-15, on Notification to the Board of Change in Status or Change of Name or Address, and G-40, on Electronic Mail Contacts; Deletion of References to RTRS Testing Requirements Under G-14(b)(v), G-14(c), on RTRS Procedures, and in the RTRS Facility; Elimination of MSRB Forms RTRS and G-40, and Adoption of a Single, Consolidated Electronic Registration Form, New Form A-12 https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04681.html https://regulations.justia.com/regulations/fedreg/2014/03/04/2014-04681.html Tue, 04 Mar 2014 00:00:00 -0800 2014-04681 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-03-04/pdf/2014-04681.pdf