<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/02/28?registers=between Mon, 23 Jun 2025 18:43:48 -0700 Mon, 23 Jun 2025 18:43:48 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/02/28?registers=between Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Protecting Personal Confidential Information in Documents Filed With FINRA Dispute Resolution https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04435.html https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04435.html Fri, 28 Feb 2014 00:00:00 -0800 2014-04435 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04435.pdf Proposed Rule - Re-Opening of Comment Period for Asset-Backed Securities Release https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04433.html https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04433.html Fri, 28 Feb 2014 00:00:00 -0800 2014-04433 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04433.pdf Notice - Cohen & Steers Capital Management, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04391.html https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04391.html Fri, 28 Feb 2014 00:00:00 -0800 2014-04391 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04391.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to TRACE Reporting and Dissemination of Transactions in Asset-Backed Securities https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04390.html https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04390.html Fri, 28 Feb 2014 00:00:00 -0800 2014-04390 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04390.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating to the Use of Derivative Instruments by PIMCO Total Return Exchange Traded Fund https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04389.html https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04389.html Fri, 28 Feb 2014 00:00:00 -0800 2014-04389 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04389.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify its Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04388.html https://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04388.html Fri, 28 Feb 2014 00:00:00 -0800 2014-04388 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04388.pdf