Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/02/28?limit=200®isters=between&mode=atom2024-12-22T17:22:47-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04435.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change Relating to Protecting Personal Confidential Information in Documents Filed With FINRA Dispute Resolution2014-02-28T00:00:00-08:002014-02-28T00:00:00-08:002014-04435Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04435.pdfhttps://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04433.htmlProposed Rule - Re-Opening of Comment Period for Asset-Backed Securities Release2014-02-28T00:00:00-08:002014-02-28T00:00:00-08:002014-04433Proposed Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04433.pdfhttps://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04391.htmlNotice - Cohen & Steers Capital Management, Inc., et al.; Notice of Application2014-02-28T00:00:00-08:002014-02-28T00:00:00-08:002014-04391Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04391.pdfhttps://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04390.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to TRACE Reporting and Dissemination of Transactions in Asset-Backed Securities2014-02-28T00:00:00-08:002014-02-28T00:00:00-08:002014-04390Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04390.pdfhttps://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04389.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating to the Use of Derivative Instruments by PIMCO Total Return Exchange Traded Fund2014-02-28T00:00:00-08:002014-02-28T00:00:00-08:002014-04389Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04389.pdfhttps://regulations.justia.com/regulations/fedreg/2014/02/28/2014-04388.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify its Fee Schedule2014-02-28T00:00:00-08:002014-02-28T00:00:00-08:002014-04388Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-02-28/pdf/2014-04388.pdf