<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/02/25?registers=between Mon, 23 Jun 2025 07:32:04 -0700 Mon, 23 Jun 2025 07:32:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/02/25?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-04132.html https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-04132.html Tue, 25 Feb 2014 00:00:00 -0800 2014-04132 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-25/pdf/2014-04132.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Granting Approval of Proposed Rule Change Relating to a Capacity Management Plan https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-03974.html https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-03974.html Tue, 25 Feb 2014 00:00:00 -0800 2014-03974 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-25/pdf/2014-03974.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing of Proposed Rule Change To Clear New Sovereign Contracts https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-03973.html https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-03973.html Tue, 25 Feb 2014 00:00:00 -0800 2014-03973 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-25/pdf/2014-03973.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of the First Trust Managed Municipal Fund of First Trust Exchange-Traded Fund III https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-03972.html https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-03972.html Tue, 25 Feb 2014 00:00:00 -0800 2014-03972 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-25/pdf/2014-03972.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change, As Modified by Amendment No. 1, To Provide OCC With Authority in Emergency Circumstances To Waive, Suspend, or Extend the Time for Compliance With Its By-Laws, Rules, Policies and Procedures, or any Other Rules Issued by OCC https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-03971.html https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-03971.html Tue, 25 Feb 2014 00:00:00 -0800 2014-03971 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-25/pdf/2014-03971.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-03970.html https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-03970.html Tue, 25 Feb 2014 00:00:00 -0800 2014-03970 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-25/pdf/2014-03970.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-03969.html https://regulations.justia.com/regulations/fedreg/2014/02/25/2014-03969.html Tue, 25 Feb 2014 00:00:00 -0800 2014-03969 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-25/pdf/2014-03969.pdf