<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/02/14?registers=between Sat, 21 Jun 2025 12:08:09 -0700 Sat, 21 Jun 2025 12:08:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/02/14?registers=between Notice - Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection With the Revision of the Definition of “Security” To Encompass Security-Based Swaps, and Request for Comment https://regulations.justia.com/regulations/fedreg/2014/02/14/C1-2014-02834.html https://regulations.justia.com/regulations/fedreg/2014/02/14/C1-2014-02834.html Fri, 14 Feb 2014 00:00:00 -0800 C1-2014-02834 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-14/pdf/C1-2014-02834.pdf Notice - KKR Series Trust and Prisma Capital Partners LP; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/02/14/C1-2014-02766.html https://regulations.justia.com/regulations/fedreg/2014/02/14/C1-2014-02766.html Fri, 14 Feb 2014 00:00:00 -0800 C1-2014-02766 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-14/pdf/C1-2014-02766.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/02/14/2014-03457.html https://regulations.justia.com/regulations/fedreg/2014/02/14/2014-03457.html Fri, 14 Feb 2014 00:00:00 -0800 2014-03457 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-14/pdf/2014-03457.pdf Notice - Emerging Global Advisors, LLC, et al. https://regulations.justia.com/regulations/fedreg/2014/02/14/2014-03251.html https://regulations.justia.com/regulations/fedreg/2014/02/14/2014-03251.html Fri, 14 Feb 2014 00:00:00 -0800 2014-03251 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-14/pdf/2014-03251.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates https://regulations.justia.com/regulations/fedreg/2014/02/14/2014-03250.html https://regulations.justia.com/regulations/fedreg/2014/02/14/2014-03250.html Fri, 14 Feb 2014 00:00:00 -0800 2014-03250 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-14/pdf/2014-03250.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a Fee for Qualification Examination Waiver Requests https://regulations.justia.com/regulations/fedreg/2014/02/14/2014-03186.html https://regulations.justia.com/regulations/fedreg/2014/02/14/2014-03186.html Fri, 14 Feb 2014 00:00:00 -0800 2014-03186 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-14/pdf/2014-03186.pdf