<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/02/10?registers=between Wed, 25 Jun 2025 23:12:39 -0700 Wed, 25 Jun 2025 23:12:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/02/10?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02880.html https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02880.html Mon, 10 Feb 2014 00:00:00 -0800 2014-02880 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02880.pdf Notice - Order Extending Temporary Exemptions Under the Securities Exchange Act of 1934 in Connection with the Revision of the Definition of “Security” to Encompass Security-Based Swaps, and Request for Comment https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02834.html https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02834.html Mon, 10 Feb 2014 00:00:00 -0800 2014-02834 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02834.pdf Rule - Extension of Exemptions for Security-Based Swaps https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02833.html https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02833.html Mon, 10 Feb 2014 00:00:00 -0800 2014-02833 Rule http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02833.pdf Notice - KKR Series Trust and Prisma Capital Partners LP; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02766.html https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02766.html Mon, 10 Feb 2014 00:00:00 -0800 2014-02766 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02766.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Eliminate the Tape B Adding Tier and Modify the Tape B Step Up Tier https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02747.html https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02747.html Mon, 10 Feb 2014 00:00:00 -0800 2014-02747 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02747.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Tactical High Yield ETF of First Trust Exchange-Traded Fund IV https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02746.html https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02746.html Mon, 10 Feb 2014 00:00:00 -0800 2014-02746 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02746.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Membership Process https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02745.html https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02745.html Mon, 10 Feb 2014 00:00:00 -0800 2014-02745 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02745.pdf Notice - Self-Regulatory Organizations; The Fixed Income Clearing Corporation; Notice of Filing of an Advance Notice Concerning the Government Security Division's Inclusion of GCF Repo® Positions in Its Intraday Participant Clearing Fund Requirement Calculation, and Its Hourly Internal Surveillance Cycles https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02744.html https://regulations.justia.com/regulations/fedreg/2014/02/10/2014-02744.html Mon, 10 Feb 2014 00:00:00 -0800 2014-02744 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-10/pdf/2014-02744.pdf