<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/02/03?registers=between Tue, 24 Jun 2025 12:29:13 -0700 Tue, 24 Jun 2025 12:29:13 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/02/03?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02339.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02339.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02339 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02339.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02251.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02251.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02251 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02251.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02144.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02144.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02144 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02144.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02143.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02143.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02143 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02143.pdf Notice - The Ohio National Life Insurance Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02142.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02142.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02142 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02142.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change to Amend its Rules by Revising the Order of Priority of Bids and Offers When Executing Orders in Open Outcry https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02141.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02141.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02141 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02141.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend a Pilot Program To List and Trade P.M.-Settled S&P 500 Index Option Products https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02140.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02140.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02140 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02140.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02139.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02139.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02139 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02139.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Order Approving Proposed Rule Change To Make a Non-Material Housekeeping Rule Change So That OCC's Membership Qualifications Accurately Reflect Current Operational Practices https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02138.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02138.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02138 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02138.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Outbound Routing https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02137.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02137.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02137 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02137.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Inbound Routing of Options Orders https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02136.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02136.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02136 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02136.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Outbound Routing https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02135.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02135.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02135 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02135.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Inbound Routing of Options Orders https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02134.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02134.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02134 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02134.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Outbound Routing https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02133.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02133.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02133 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02133.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Inbound Routing of Options Orders https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02132.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-02132.html Mon, 03 Feb 2014 00:00:00 -0800 2014-02132 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-02132.pdf Notice - Public Company Accounting Oversight Board; Notice of Filing of Proposed Rules on Amendments To Conform the Board's Rules and Forms to the Dodd-Frank Act and Make Certain Updates and Clarifications https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-00271.html https://regulations.justia.com/regulations/fedreg/2014/02/03/2014-00271.html Mon, 03 Feb 2014 00:00:00 -0800 2014-00271 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-02-03/pdf/2014-00271.pdf