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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/31?registers=between
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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/31?registers=between
Rule - Treatment of Certain Collateralized Debt Obligations Backed Primarily by Trust Preferred Securities With Regard to Prohibitions and Restrictions on Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-02019.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-02019.htmlFri, 31 Jan 2014 00:00:00 -08002014-02019Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-02019.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Its Options Regulatory Fee
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01970.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01970.htmlFri, 31 Jan 2014 00:00:00 -08002014-01970Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-01970.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Various Sections of Both the Limited Liability Company Agreement of NYSE Amex Options LLC Dated as of June 29, 2011 and the Members Agreement Dated as of June 29, 2011 By and Among the Company, NYSE MKT, NYSE Euronext, Banc of America Strategic Investments Corporation, Barclays Electronic Commerce Holdings Inc., Citadel Securities LLC, Citigroup Financial Strategies, Inc., Goldman, Sachs & Co., Datek Online Management Corp. and UBS Americas Inc. In Order To Make Certain Technical Changes Within the Aforementioned Agreements
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01969.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01969.htmlFri, 31 Jan 2014 00:00:00 -08002014-01969Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-01969.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Increase Its Options Regulatory Fee
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01968.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01968.htmlFri, 31 Jan 2014 00:00:00 -08002014-01968Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-01968.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving the Proposed Rule Change Relating to Participation on the Alternative Display Facility
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01967.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01967.htmlFri, 31 Jan 2014 00:00:00 -08002014-01967Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-01967.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding System Protections
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01966.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01966.htmlFri, 31 Jan 2014 00:00:00 -08002014-01966Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-01966.pdfNotice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding System Protections
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01965.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01965.htmlFri, 31 Jan 2014 00:00:00 -08002014-01965Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-01965.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Order Cancellation Fee
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01964.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01964.htmlFri, 31 Jan 2014 00:00:00 -08002014-01964Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-01964.pdfNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Applicable to its OTC Credit Default Swap Clearing Offering
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01963.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01963.htmlFri, 31 Jan 2014 00:00:00 -08002014-01963Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-01963.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws of its Parent Company
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01962.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01962.htmlFri, 31 Jan 2014 00:00:00 -08002014-01962Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-01962.pdfNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Bylaws of its Parent Company
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01961.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01961.htmlFri, 31 Jan 2014 00:00:00 -08002014-01961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-01961.pdfNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Risk Management Tools Designed To Allow Participants To Monitor and Address Exposure to Risk
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01960.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2014-01960.htmlFri, 31 Jan 2014 00:00:00 -08002014-01960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2014-01960.pdfRule - Prohibitions and Restrictions on Proprietary Trading and Certain Interests in, and Relationships With, Hedge Funds and Private Equity Funds
https://regulations.justia.com/regulations/fedreg/2014/01/31/2013-31511.html
https://regulations.justia.com/regulations/fedreg/2014/01/31/2013-31511.htmlFri, 31 Jan 2014 00:00:00 -08002013-31511Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-31/pdf/2013-31511.pdf