<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/29?registers=between Mon, 14 Jul 2025 14:20:40 -0700 Mon, 14 Jul 2025 14:20:40 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/29?registers=between Notice - Olie, Inc. and Hi Score Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01836.html https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01836.html Wed, 29 Jan 2014 00:00:00 -0800 2014-01836 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01836.pdf Notice - USAA Asset Management Company, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01663.html https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01663.html Wed, 29 Jan 2014 00:00:00 -0800 2014-01663 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01663.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the Merk Gold Trust Pursuant to NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01662.html https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01662.html Wed, 29 Jan 2014 00:00:00 -0800 2014-01662 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01662.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment Nos. 2 and 3 Thereto, To List and Trade Shares of Merk Hard Currency ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01661.html https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01661.html Wed, 29 Jan 2014 00:00:00 -0800 2014-01661 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01661.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection To Advance Notice Filing Concerning the Governance Committee Charter https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01660.html https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01660.html Wed, 29 Jan 2014 00:00:00 -0800 2014-01660 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01660.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; BATS-Y Exchange, Inc.; Order Granting Approval of Proposed Rule Change in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01659.html https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01659.html Wed, 29 Jan 2014 00:00:00 -0800 2014-01659 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01659.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the BOX Rules To Remove the BOX-Top Order https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01658.html https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01658.html Wed, 29 Jan 2014 00:00:00 -0800 2014-01658 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01658.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend the Uniform Branch Office Registration Form (Form BR) https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01657.html https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01657.html Wed, 29 Jan 2014 00:00:00 -0800 2014-01657 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01657.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Amend FINRA's Corporate Financing Rules To Simplify and Refine the Scope of the Rules https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01656.html https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01656.html Wed, 29 Jan 2014 00:00:00 -0800 2014-01656 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01656.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule To Amend CBOE's Rules To Enhance the Independence and Integrity of the Regulatory Functions of the Exchange https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01655.html https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01655.html Wed, 29 Jan 2014 00:00:00 -0800 2014-01655 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01655.pdf Proposed Rule - List of Rules To Be Reviewed Pursuant to the Regulatory Flexibility Act https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01628.html https://regulations.justia.com/regulations/fedreg/2014/01/29/2014-01628.html Wed, 29 Jan 2014 00:00:00 -0800 2014-01628 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-29/pdf/2014-01628.pdf