<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/24?registers=between Sun, 22 Dec 2024 21:11:20 -0800 Sun, 22 Dec 2024 21:11:20 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/24?registers=between Notice - Self-Regulatory Organizations; Boston Stock Exchange Clearing Corporation; NASDAQ OMX BX, Inc.; the NASDAQ Stock Market LLC; NASDAQ OMX PHLX LLC; Stock Clearing Corporation of Philadelphia; Order Approving Proposed Rule Changes To Amend the Restated Certificate of Incorporation and By-Laws of the NASDAQ OMX Group, Inc. https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01406.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01406.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01406 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01406.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change With Respect to the Composition of NASDAQ Basic https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01405.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01405.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01405 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01405.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change With Respect to NASDAQ Last Sale https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01404.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01404.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01404 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01404.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt FINRA Rule 7640A (Data Products Offered By Nasdaq) https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01403.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01403.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01403 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01403.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect a Change to the Means of Achieving the Investment Objective Applicable to the STARTM https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01402.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01402.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01402 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01402.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Quote Risk Monitor Mechanism https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01401.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01401.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01401 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01401.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Add Rule 7290 (Price Protection for Limit Orders) https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01400.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01400.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01400 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01400.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend the Operation of its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01399.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01399.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01399 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01399.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend BOX Rule 8130 https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01398.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01398.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01398 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01398.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Add Rule 7280 (Bulk Cancellation of Trading Interest) https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01397.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01397.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01397 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01397.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposing To Extend the Operation of Its New Market Model Pilot Until the Earlier of Securities and Exchange Commission Approval To Make Such Pilot Permanent or July 31, 2014 https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01396.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01396.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01396 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01396.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Require Alternative Trading Systems To Report Volume Information to FINRA and Use Unique Market Participant Identifiers https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01395.html https://regulations.justia.com/regulations/fedreg/2014/01/24/2014-01395.html Fri, 24 Jan 2014 00:00:00 -0800 2014-01395 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-24/pdf/2014-01395.pdf