<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/23?registers=between Mon, 21 Jul 2025 20:15:17 -0700 Mon, 21 Jul 2025 20:15:17 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/23?registers=between Notice - American Pension Investors Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01256.html https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01256.html Thu, 23 Jan 2014 00:00:00 -0800 2014-01256 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-23/pdf/2014-01256.pdf Notice - Cornerstone Advisors Inc. and The Advisors' Inner Circle Fund; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01255.html https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01255.html Thu, 23 Jan 2014 00:00:00 -0800 2014-01255 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-23/pdf/2014-01255.pdf Notice - Nuveen Real Estate Income Fund and Nuveen Fund Advisors, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01254.html https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01254.html Thu, 23 Jan 2014 00:00:00 -0800 2014-01254 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-23/pdf/2014-01254.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend its Fee and Rebate Schedule With Respect to the Order Delivery Mode of Interaction With the Exchange https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01253.html https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01253.html Thu, 23 Jan 2014 00:00:00 -0800 2014-01253 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-23/pdf/2014-01253.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment No. 1, to Amend NYSE Arca Equities Rules 7.31, 7.32, 7.37, and 7.38 in Order to Comprehensively Update Rules Related to the Exchange's Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01252.html https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01252.html Thu, 23 Jan 2014 00:00:00 -0800 2014-01252 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-23/pdf/2014-01252.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending NYSE Rules 13, 70.25, 107C and 1000 To Adopt a New Order Type Called a Midpoint Passive Liquidity Order https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01251.html https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01251.html Thu, 23 Jan 2014 00:00:00 -0800 2014-01251 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-23/pdf/2014-01251.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending NYSE MKT Rules 13-Equities, 70.25-Equities, 107C-Equities and 1000-Equities To Adopt a New Order Type Called a Midpoint Passive Liquidity Order https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01250.html https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01250.html Thu, 23 Jan 2014 00:00:00 -0800 2014-01250 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-23/pdf/2014-01250.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Modify the BATS Options Opening Process https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01249.html https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01249.html Thu, 23 Jan 2014 00:00:00 -0800 2014-01249 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-23/pdf/2014-01249.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Consisting of Proposed MSRB Rule G-47, on Time of Trade Disclosure Obligations, Proposed Revisions to MSRB Rule G-19, on Suitability of Recommendations and Transactions, Proposed MSRB Rules D-15 and G-48, on Sophisticated Municipal Market Professionals (“SMMPs”), and the Proposed Deletion of Interpretive Guidance https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01248.html https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01248.html Thu, 23 Jan 2014 00:00:00 -0800 2014-01248 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-23/pdf/2014-01248.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to CME Rule 8G802.B.2 https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01247.html https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01247.html Thu, 23 Jan 2014 00:00:00 -0800 2014-01247 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-23/pdf/2014-01247.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01246.html https://regulations.justia.com/regulations/fedreg/2014/01/23/2014-01246.html Thu, 23 Jan 2014 00:00:00 -0800 2014-01246 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-23/pdf/2014-01246.pdf Proposed Rule - Proposed Rule Amendments for Small and Additional Issues Exemptions Under Section 3(b) of the Securities Act https://regulations.justia.com/regulations/fedreg/2014/01/23/2013-30508.html https://regulations.justia.com/regulations/fedreg/2014/01/23/2013-30508.html Thu, 23 Jan 2014 00:00:00 -0800 2013-30508 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2014-01-23/pdf/2013-30508.pdf