<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/21?registers=between Mon, 14 Jul 2025 14:20:44 -0700 Mon, 14 Jul 2025 14:20:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/21?registers=between Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NASDAQ Options Market Fees and Rebates https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-01031.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-01031.html Tue, 21 Jan 2014 00:00:00 -0800 2014-01031 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-01031.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00995.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00995.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00995 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00995.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00994.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00994.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00994 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00994.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00993.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00993.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00993 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00993.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00992.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00992.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00992 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00992.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00991.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00991.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00991 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00991.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00990.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00990.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00990 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00990.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00989.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00989.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00989 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00989.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00988.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00988.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00988 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00988.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00987.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00987.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00987 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00987.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Billing Dispute Practice https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00986.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00986.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00986 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00986.pdf Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish a Billing Dispute Practice https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00985.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00985.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00985 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00985.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00984.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00984.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00984 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00984.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Its Rules in Order To Clarify the Applicability and Functionality of Certain Order Types on the Exchange https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00983.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00983.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00983 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00983.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Amending Its Rules in Order To Clarify the Applicability and Functionality of Certain Order Types on the Exchange https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00982.html https://regulations.justia.com/regulations/fedreg/2014/01/21/2014-00982.html Tue, 21 Jan 2014 00:00:00 -0800 2014-00982 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-21/pdf/2014-00982.pdf