<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/14?registers=between Sat, 12 Jul 2025 00:21:09 -0700 Sat, 12 Jul 2025 00:21:09 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/14?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00558.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00558.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00558 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00558.pdf Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00508.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00508.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00508 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00508.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00467.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00467.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00467 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00467.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00466.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00466.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00466 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00466.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate Program https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00465.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00465.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00465 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00465.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Multiply Listed Options Fees https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00464.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00464.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00464 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00464.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Consisting of Amendments to MSRB Rules A-12, on Initial Fee, G-14, on Reports of Sales or Purchases, and the Facility for Real-Time Transaction Reporting and Price Dissemination (“RTRS Facility”); Deletion of Rules A-14, on Annual Fee, A-15, on Notification to the Board of Change in Status or Change of Name or Address, and G-40, on Electronic Mail Contacts; Deletion of References to RTRS Testing Requirements Under Rules G-14(b)(v), G-14(c), on RTRS Procedures, and in the RTRS Facility; Elimination of MSRB Forms RTRS and G-40; and Adoption of a Single, Consolidated Electronic Registration Form, New Form A-12 https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00463.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00463.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00463 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00463.pdf Notice - Self-Regulatory Organizations; Notice of Filing of a Proposed Rule Change by the NASDAQ Stock Market LLC Proposes To Amend Exchange Rule 4754 Governing the NASDAQ Closing Cross (“Cross”) https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00462.html https://regulations.justia.com/regulations/fedreg/2014/01/14/2014-00462.html Tue, 14 Jan 2014 00:00:00 -0800 2014-00462 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-14/pdf/2014-00462.pdf