<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/08?registers=between
Tue, 15 Jul 2025 06:57:37 -0700Tue, 15 Jul 2025 06:57:37 -0700Justia Regulations TrackerCopyright 2011 Justia Inc.https://regulations.justia.com/images/justiafedregulations.gif<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/08?registers=between
Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Rule 2360 (Options) Position Limits
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00075.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00075.htmlWed, 08 Jan 2014 00:00:00 -08002014-00075Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00075.pdfNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00074.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00074.htmlWed, 08 Jan 2014 00:00:00 -08002014-00074Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00074.pdfNotice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Non-Controversial Changes to Its Rules
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00073.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00073.htmlWed, 08 Jan 2014 00:00:00 -08002014-00073Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00073.pdfNotice - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Further Describe the Application of Fees Assessed for Connectivity to the Carteret Test Environment under Chapter VIII of the Exchange's Pricing Schedule
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00072.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00072.htmlWed, 08 Jan 2014 00:00:00 -08002014-00072Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00072.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Eliminate the e-DPM Program January 2, 2014.
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00071.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00071.htmlWed, 08 Jan 2014 00:00:00 -08002014-00071Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00071.pdfNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Further Describe the Application of Fees Assessed for Connectivity to the Carteret Test Environment under Rule 7030(d)
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00070.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00070.htmlWed, 08 Jan 2014 00:00:00 -08002014-00070Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00070.pdfNotice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Exchange's Fee Schedule
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00069.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00069.htmlWed, 08 Jan 2014 00:00:00 -08002014-00069Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00069.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to a Capacity Management Plan
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00068.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00068.htmlWed, 08 Jan 2014 00:00:00 -08002014-00068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00068.pdfNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change Relating to Market-Maker Appointment Cost Rebalances
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00067.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00067.htmlWed, 08 Jan 2014 00:00:00 -08002014-00067Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00067.pdfNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Adopt Commentary .03 to Rule 980NY To Limit the Volume of Complex Orders by a Single ATP Holder During the Trading Day
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00066.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00066.htmlWed, 08 Jan 2014 00:00:00 -08002014-00066Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00066.pdfNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 2 and Order Granting Accelerated Approval of Proposed Rule Change, as Modified by Amendment Nos. 1 and 2 Thereto, To Adopt Commentary .03 to Rule 6.91 To Limit the Volume of Complex Orders by a Single OTP Holder or OTP Firm During the Trading Day
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00065.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2014-00065.htmlWed, 08 Jan 2014 00:00:00 -08002014-00065Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2014-00065.pdfRule - Removal of Certain References to Credit Ratings Under the Securities Exchange Act of 1934
https://regulations.justia.com/regulations/fedreg/2014/01/08/2013-31426.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2013-31426.htmlWed, 08 Jan 2014 00:00:00 -08002013-31426Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2013-31426.pdfRule - Removal of Certain References to Credit Ratings Under the Investment Company Act
https://regulations.justia.com/regulations/fedreg/2014/01/08/2013-31425.html
https://regulations.justia.com/regulations/fedreg/2014/01/08/2013-31425.htmlWed, 08 Jan 2014 00:00:00 -08002013-31425Rulehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-08/pdf/2013-31425.pdf