<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/06?registers=between Thu, 23 May 2024 04:21:53 -0700 Thu, 23 May 2024 04:21:53 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/06?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2014/01/06/2014-00018.html https://regulations.justia.com/regulations/fedreg/2014/01/06/2014-00018.html Mon, 06 Jan 2014 00:00:00 -0800 2014-00018 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2014-00018.pdf Notice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Fee Schedule of the Depository Trust Company With Respect to Its Underwriting Service https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31521.html https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31521.html Mon, 06 Jan 2014 00:00:00 -0800 2013-31521 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31521.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31520.html https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31520.html Mon, 06 Jan 2014 00:00:00 -0800 2013-31520 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31520.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31519.html https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31519.html Mon, 06 Jan 2014 00:00:00 -0800 2013-31519 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31519.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to Its OTC FX Fee Schedule https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31518.html https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31518.html Mon, 06 Jan 2014 00:00:00 -0800 2013-31518 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31518.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Existing Fees in NASDAQ Rule 7034 https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31517.html https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31517.html Mon, 06 Jan 2014 00:00:00 -0800 2013-31517 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31517.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Extranet Access Fee https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31516.html https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31516.html Mon, 06 Jan 2014 00:00:00 -0800 2013-31516 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31516.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed for Connectivity to the Exchange Under Rule 7015, and To Eliminate Fees Assessed Under Rules 7033 and 7059 https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31515.html https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31515.html Mon, 06 Jan 2014 00:00:00 -0800 2013-31515 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31515.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Extranet Access Fee https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31514.html https://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31514.html Mon, 06 Jan 2014 00:00:00 -0800 2013-31514 Notice http://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31514.pdf