Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/06?limit=200®isters=between&mode=atom2024-12-22T21:09:00-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2014/01/06/2014-00018.htmlNotice - Sunshine Act Meeting2014-01-06T00:00:00-08:002014-01-06T00:00:00-08:002014-00018Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2014-00018.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31521.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Fee Schedule of the Depository Trust Company With Respect to Its Underwriting Service2014-01-06T00:00:00-08:002014-01-06T00:00:00-08:002013-31521Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31521.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31520.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Short Term Option Series Program2014-01-06T00:00:00-08:002014-01-06T00:00:00-08:002013-31520Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31520.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31519.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Expand the Short Term Option Series Program2014-01-06T00:00:00-08:002014-01-06T00:00:00-08:002013-31519Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31519.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31518.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to Its OTC FX Fee Schedule2014-01-06T00:00:00-08:002014-01-06T00:00:00-08:002013-31518Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31518.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31517.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the Existing Fees in NASDAQ Rule 70342014-01-06T00:00:00-08:002014-01-06T00:00:00-08:002013-31517Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31517.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31516.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Extranet Access Fee2014-01-06T00:00:00-08:002014-01-06T00:00:00-08:002013-31516Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31516.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31515.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fees Assessed for Connectivity to the Exchange Under Rule 7015, and To Eliminate Fees Assessed Under Rules 7033 and 70592014-01-06T00:00:00-08:002014-01-06T00:00:00-08:002013-31515Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31515.pdfhttps://regulations.justia.com/regulations/fedreg/2014/01/06/2013-31514.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Extranet Access Fee2014-01-06T00:00:00-08:002014-01-06T00:00:00-08:002013-31514Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-06/pdf/2013-31514.pdf