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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2014/01/03?registers=between
Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Expand the Categories of Civil Judicial Disclosures Permanently Included in BrokerCheck
https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31421.html
https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31421.htmlFri, 03 Jan 2014 00:00:00 -08002013-31421Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-03/pdf/2013-31421.pdfNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving a Proposed Rule Change To Amend FINRA Rule 8312 (FINRA BrokerCheck Disclosure) To Include Information About the Member Firms and Their Associated Persons of Any Registered National Securities Exchange That Uses the CRD System for Registration Purposes
https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31420.html
https://regulations.justia.com/regulations/fedreg/2014/01/03/2013-31420.htmlFri, 03 Jan 2014 00:00:00 -08002013-31420Noticehttp://www.gpo.gov/fdsys/pkg/FR-2014-01-03/pdf/2013-31420.pdf