<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/27?registers=between Sat, 03 May 2025 23:11:55 -0700 Sat, 03 May 2025 23:11:55 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/27?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Definition of “System Securities” in PSX Rule 3301(b) https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30969.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30969.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30969 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30969.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Modify the Definition of “System Securities” in BX Rule 4751(b) https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30968.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30968.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30968 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30968.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Definition of “System Securities” in NASDAQ Rule 4751 https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30967.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30967.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30967 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30967.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Risk Management Tools Designed To Allow ETP Holders To Monitor and Address Exposure to Risk https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30966.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30966.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30966 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30966.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Risk Management Tools Designed To Allow Member Organizations To Monitor and Address Exposure to Risk https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30965.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30965.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30965 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30965.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Risk Management Tools Designed to Allow Member Organizations to Monitor and Address Exposure to Risk https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30964.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30964.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30964 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30964.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Rent Cabinet Space to Telecommunication Vendors in the Exchange's Backup Datacenter https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30963.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30963.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30963 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30963.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Amend Commentary .02 to Exchange Rule 6.72 in Order To Extend the Penny Pilot in Options Classes in Certain Issues Previously Approved by the Securities and Exchange Commission Through June 30, 2014 https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30941.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30941.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30941 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30941.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes to Amend Commentary .02 to NYSE Amex Options Rule 960NY in order to Extend the Penny Pilot in Options Classes in Certain Issues Previously Approved by the Securities and Exchange Commission through June 30, 2014 https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30940.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30940.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30940 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30940.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Acceptable Trade Range https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30939.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30939.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30939 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30939.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Order Approving Proposed Rule Change Amending Certain Rules That Address Wash Sales in Order To Harmonize the Exchange's Rules With the Rules of New York Stock Exchange LLC and the Financial Industry Regulatory Authority https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30938.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30938.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30938 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30938.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Relating to CBSX Trading Permit Holder Eligibility https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30937.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30937.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30937 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30937.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Discontinue its Stock Borrow Program https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30936.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30936.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30936 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30936.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify Its Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30934.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30934.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30934 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30934.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing of a Proposed Rule Change To Adopt Rules To Hold a Volatility Closing Auction https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30933.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30933.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30933 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30933.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Make Non-Controversial Changes to ISE Rules https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30932.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30932.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30932 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30932.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30931.html https://regulations.justia.com/regulations/fedreg/2013/12/27/2013-30931.html Fri, 27 Dec 2013 00:00:00 -0800 2013-30931 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-27/pdf/2013-30931.pdf