<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/26?registers=between Sun, 04 May 2025 04:34:27 -0700 Sun, 04 May 2025 04:34:27 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/26?registers=between Notice - Forethought Variable Insurance Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30771.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30771.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30771 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30771.pdf Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30770.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30770.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30770 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30770.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Permit Complex Orders to Participate in Price Improvement Periods https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30769.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30769.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30769 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30769.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Update the Rules Governing the Alternative Display Facility https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30768.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30768.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30768 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30768.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NYSE Arca Equities Rule 7.25 in Order To Create a Crowd Participant Program To Incent Competitive Quoting and Trading Volume in Exchange-Traded Products by Market Makers Qualified With the Exchange as CPs https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30767.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30767.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30767 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30767.pdf Notice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Amend Rules 143 and 417 Relating to Block Trade Reporting https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30766.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30766.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30766 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30766.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change Relating to a New MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30765.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30765.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30765 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30765.pdf Notice - Order Granting Application by Financial Industry Regulatory Authority, Inc. for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30764.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30764.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30764 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30764.pdf Notice - Order Granting a Limited Exemption From Rule 102(a) of Regulation M to Certain Business Development Companies Pursuant to Rule 102(e) of Regulation M https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30763.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30763.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30763 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30763.pdf Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30762.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30762.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30762 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30762.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30761.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30761.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30761 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30761.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30760.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30760.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30760 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30760.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30759.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30759.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30759 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30759.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Single-Sided Order Fees and Credits https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30758.html https://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30758.html Thu, 26 Dec 2013 00:00:00 -0800 2013-30758 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30758.pdf