Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/26?limit=200®isters=between&mode=atom2024-12-22T19:08:01-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30771.htmlNotice - Forethought Variable Insurance Trust, et al.; Notice of Application2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30771Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30771.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30770.htmlNotice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30770Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30770.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30769.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Amendment Nos. 1 and 2 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, to Permit Complex Orders to Participate in Price Improvement Periods2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30769Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30769.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30768.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change To Update the Rules Governing the Alternative Display Facility2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30768Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30768.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30767.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Adopt New NYSE Arca Equities Rule 7.25 in Order To Create a Crowd Participant Program To Incent Competitive Quoting and Trading Volume in Exchange-Traded Products by Market Makers Qualified With the Exchange as CPs2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30767Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30767.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30766.htmlNotice - Self-Regulatory Organizations; OneChicago, LLC; Notice of Filing of Proposed Rule Change To Amend Rules 143 and 417 Relating to Block Trade Reporting2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30766Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30766.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30765.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Change Relating to a New MSRB Rule G-45, on Reporting of Information on Municipal Fund Securities2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30765Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30765.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30764.htmlNotice - Order Granting Application by Financial Industry Regulatory Authority, Inc. for Exemption Pursuant to Section 36(a) of the Exchange Act From the Rule Filing Requirements of Section 19(b) of the Exchange Act With Respect to Certain Rules Incorporated by Reference2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30764Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30764.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30763.htmlNotice - Order Granting a Limited Exemption From Rule 102(a) of Regulation M to Certain Business Development Companies Pursuant to Rule 102(e) of Regulation M2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30763Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30763.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30762.htmlNotice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30762Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30762.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30761.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30761Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30761.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30760.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Penny Pilot Program2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30760Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30760.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30759.htmlNotice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc.2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30759Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30759.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/26/2013-30758.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Single-Sided Order Fees and Credits2013-12-26T00:00:00-08:002013-12-26T00:00:00-08:002013-30758Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-26/pdf/2013-30758.pdf