Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/24?limit=200®isters=between&mode=atom2024-12-22T18:55:12-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30796.htmlNotice - CompuSonics Video Corporation, Order of Suspension of Trading2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30796Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30796.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30631.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Approving a Proposed Rule Change To List and Trade Shares of Manna Core Equity Enhanced Dividend Income Fund Under NYSE Arca Equities Rule 8.6002013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30631Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30631.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30629.htmlNotice - Extension of Comment Period for Proposed Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30629Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30629.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30595.htmlNotice - Self-Regulatory Organizations; The Depository Trust Company; Notice of Filing of Proposed Rule Change To Specify Procedures Available to Issuers of Securities Deposited at DTC for Book Entry Services When DTC Imposes or Intends To Impose Restrictions on the Further Deposit and/or Book Entry Transfer of Those Securities2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30595Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30595.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30594.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Offer Partial Cabinets and Cabinet Upgrades As Part of Its Co-location Services and To Amend the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule To Reflect the New Services2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30594Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30594.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30593.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Partial Cabinets and Cabinet Upgrades As Part of Its Co-location Services and to Amend the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services to Reflect the New Services2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30593Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30593.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30592.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify BATS Options Market Maker Continuous Quoting Obligation Rules2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30592Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30592.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30591.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of PIMCO Diversified Income Exchange-Traded Fund, PIMCO Low Duration Exchange-Traded Fund and PIMCO Real Return Exchange-Traded Fund under NYSE Arca Equities Rule 8.6002013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30591Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30591.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30590.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Credit Option Margin Pilot Program2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30590Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30590.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/24/2013-30589.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Partial Cabinets and Cabinet Upgrades as Part of its Co-location Services and to Amend its Price List to Reflect the New Services2013-12-24T00:00:00-08:002013-12-24T00:00:00-08:002013-30589Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-24/pdf/2013-30589.pdf