<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/23?registers=between Sun, 29 Jun 2025 09:31:07 -0700 Sun, 29 Jun 2025 09:31:07 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/23?registers=between Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30499.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30499.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30499 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30499.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Two Features Relating to Complex Orders https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30454.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30454.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30454 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30454.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30453.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30453.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30453 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30453.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30452.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30452.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30452 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30452.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Extension of the Exchange's Penny Pilot Program and Replacement of Penny Pilot Issues That Have Been Delisted https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30451.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30451.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30451 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30451.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30450.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30450.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30450 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30450.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30449.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30449.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30449 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30449.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Describe the Implementation of Rule 4626(b)(3) https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30448.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30448.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30448 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30448.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Cabinet Trading Pilot Program https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30447.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30447.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30447 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30447.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until January 5, 2015 https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30446.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30446.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30446 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30446.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Extending Its Program That Allows Transactions To Take Place at a Price That Is Below $1 Per Option Contract Until January 5, 2015 https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30445.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30445.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30445 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30445.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Trades for Less Than $1 https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30444.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30444.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30444 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30444.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Back-Up Trading Arrangements https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30443.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30443.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30443 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30443.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change To Make the U.S. Department of the Treasury's Floating Rate Notes Eligible for Netting Service and GCF Repo® at FICC's Government Securities Division https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30442.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30442.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30442 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30442.pdf Notice - Self-Regulatory Organizations; Options Clearing Corporation; Notice of Filing of Proposed Rule Change To Make a Non-Material Housekeeping Rule Change So That OCC's Membership Qualifications Accurately Reflect Current Operational Practices https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30441.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30441.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30441 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30441.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBSX Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30440.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30440.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30440 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30440.pdf Notice - Self-Regulatory Organizations; Topaz Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Market Data Offerings https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30439.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30439.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30439 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30439.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Modifications to the OTC IRS Fee Schedule and Changes to the IRS Manual of Operations https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30438.html https://regulations.justia.com/regulations/fedreg/2013/12/23/2013-30438.html Mon, 23 Dec 2013 00:00:00 -0800 2013-30438 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-23/pdf/2013-30438.pdf