<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/20?registers=between Fri, 02 May 2025 09:06:47 -0700 Fri, 02 May 2025 09:06:47 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/20?registers=between Notice - In the Matter of the Enlightened Gourmet, Inc., Eternal Image, Inc., NMT Medical, Inc., and Wits Basin Precious Minerals, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30474.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30474.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30474 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30474.pdf Notice - Golden Elephant Glass Technology, Inc., and Pacific Alliance Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30473.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30473.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30473 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30473.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30274.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30274.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30274 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30274.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30273.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30273.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30273 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30273.pdf Notice - Catalyst Capital Advisors LLC and Mutual Fund Series Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30272.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30272.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30272 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30272.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 104 and 123C To Specify That Closings May Be Effectuated Manually or Electronically https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30271.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30271.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30271 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30271.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rules 104-Equities and 123C-Equities To Specify That Closings May Be Effectuated Manually or Electronically https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30270.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30270.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30270 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30270.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Remove References to the Nasdaq 100 Index https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30269.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30269.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30269 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30269.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Advance Notice Concerning the Governance Committee Charter https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30268.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30268.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30268 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30268.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30267.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30267.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30267 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30267.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30266.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30266.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30266 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30266.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Relating to the Quarterly Option Series Program https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30265.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30265.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30265 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30265.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30264.html https://regulations.justia.com/regulations/fedreg/2013/12/20/2013-30264.html Fri, 20 Dec 2013 00:00:00 -0800 2013-30264 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-20/pdf/2013-30264.pdf