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https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/19?registers=between
Sat, 03 May 2025 19:35:49 -0700
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Justia Regulations Tracker
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<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]>
https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/19?registers=between
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Notice - Wells Fargo Funds Trust, et al.; Notice of Application
https://regulations.justia.com/regulations/fedreg/2013/12/19/2013-30182.html
https://regulations.justia.com/regulations/fedreg/2013/12/19/2013-30182.html
Thu, 19 Dec 2013 00:00:00 -0800
2013-30182
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-12-19/pdf/2013-30182.pdf
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Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fee Rebates for Transactions in Qualified Contingent Cross Orders
https://regulations.justia.com/regulations/fedreg/2013/12/19/2013-30181.html
https://regulations.justia.com/regulations/fedreg/2013/12/19/2013-30181.html
Thu, 19 Dec 2013 00:00:00 -0800
2013-30181
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-12-19/pdf/2013-30181.pdf
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Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees
https://regulations.justia.com/regulations/fedreg/2013/12/19/2013-30180.html
https://regulations.justia.com/regulations/fedreg/2013/12/19/2013-30180.html
Thu, 19 Dec 2013 00:00:00 -0800
2013-30180
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-12-19/pdf/2013-30180.pdf
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Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to Listing and Trading of Shares of AdvisorShares International Gold ETF; AdvisorShares Gartman Gold/Yen ETF; AdvisorShares Gartman Gold/British Pound ETF; and AdvisorShares Gartman Gold/Euro ETF Under NYSE Arca Equities Rule 8.600
https://regulations.justia.com/regulations/fedreg/2013/12/19/2013-30179.html
https://regulations.justia.com/regulations/fedreg/2013/12/19/2013-30179.html
Thu, 19 Dec 2013 00:00:00 -0800
2013-30179
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-12-19/pdf/2013-30179.pdf
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Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees
https://regulations.justia.com/regulations/fedreg/2013/12/19/2013-30178.html
https://regulations.justia.com/regulations/fedreg/2013/12/19/2013-30178.html
Thu, 19 Dec 2013 00:00:00 -0800
2013-30178
Notice
http://www.gpo.gov/fdsys/pkg/FR-2013-12-19/pdf/2013-30178.pdf