<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/18?registers=between Sat, 03 May 2025 01:58:44 -0700 Sat, 03 May 2025 01:58:44 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/18?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30213.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30213.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30213 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30213.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change To Establish Modified Hybrid Opening System Opening Procedures for All Volatility Index Constituent Options https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30089.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30089.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30089 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30089.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30051.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30051.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30051 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30051.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To List and Trade Shares of the SPDR MFS Systematic Core Equity ETF, SPDR MFS Systematic Growth Equity ETF, and SPDR MFS Systematic Value Equity ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30050.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30050.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30050 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30050.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change Procedure for Processing Fingerprints Under Existing Rule 1408 https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30049.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30049.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30049 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30049.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the Pricing Schedule https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30048.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30048.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30048 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30048.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30047.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30047.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30047 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30047.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 11.12, Limitations of Liability https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30046.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30046.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30046 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30046.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 11.12, Limitations of Liability https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30045.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30045.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30045 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30045.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Delay Implementation of Recent Changes to Rule 4120(c)(7)(C) https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30044.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30044.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30044 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30044.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30043.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30043.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30043 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30043.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30042.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30042.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30042 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30042.pdf Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit the Reporting of Odd Lot Transactions for Inclusion on the Consolidated Tape and Clarify the Operation of the Market Order Type https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30041.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30041.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30041 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30041.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30040.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30040.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30040 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30040.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Schedule Under Exchange Rule 7018(a) With Respect to Transactions in Securities Priced at $1 per Share or More https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30039.html https://regulations.justia.com/regulations/fedreg/2013/12/18/2013-30039.html Wed, 18 Dec 2013 00:00:00 -0800 2013-30039 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-18/pdf/2013-30039.pdf