<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/17?registers=between Fri, 23 May 2025 05:13:02 -0700 Fri, 23 May 2025 05:13:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/17?registers=between Notice - Makism3D Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-30068.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-30068.html Tue, 17 Dec 2013 00:00:00 -0800 2013-30068 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-30068.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-30053.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-30053.html Tue, 17 Dec 2013 00:00:00 -0800 2013-30053 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-30053.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-30052.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-30052.html Tue, 17 Dec 2013 00:00:00 -0800 2013-30052 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-30052.pdf Notice - Self-Regulatory Organizations; Topaz Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29961.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29961.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29961 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29961.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29960.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29960.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29960 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29960.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29902.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29902.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29902 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29902.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29901.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29901.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29901 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29901.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29900.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29900.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29900 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29900.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29899.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29899.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29899 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29899.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Modifications to Fees and Credits Under Rules 7014 and 7018 https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29898.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29898.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29898 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29898.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Alternative Display Facility New Entrant https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29897.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29897.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29897 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29897.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc. https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29896.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29896.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29896 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29896.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29895.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29895.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29895 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29895.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29894.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29894.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29894 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29894.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the Merk Gold Trust Pursuant to NYSE Arca Equities Rule 8.201 https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29893.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29893.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29893 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29893.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Under the PHLX Pricing Schedule for Use of the Carteret Testing Facility Test Environment https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29892.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29892.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29892 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29892.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Under Rule 7030(d) for Use of the Carteret Testing Facility Test Environment https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29891.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29891.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29891 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29891.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29890.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29890.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29890 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29890.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29889.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29889.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29889 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29889.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change To Add Rules Related to the Clearing of MCDX Index CDS Contracts and Make Conforming Changes to Existing Rules https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29888.html https://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29888.html Tue, 17 Dec 2013 00:00:00 -0800 2013-29888 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29888.pdf