Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/17?limit=200®isters=between&mode=atom2024-12-22T18:30:29-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-30068.htmlNotice - Makism3D Corp.; Order of Suspension of Trading2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-30068Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-30068.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-30053.htmlNotice - Sunshine Act Meeting2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-30053Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-30053.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-30052.htmlNotice - Sunshine Act Meeting2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-30052Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-30052.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29961.htmlNotice - Self-Regulatory Organizations; Topaz Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29961Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29961.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29960.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Schedule of Fees2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29960Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29960.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29902.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGX Exchange, Inc. Fee Schedule2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29902Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29902.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29901.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendments to the EDGA Exchange, Inc. Fee Schedule2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29901Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29901.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29900.htmlNotice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29900Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29900.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29899.htmlNotice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Business Combination Involving BATS Global Markets, Inc. and Direct Edge Holdings LLC2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29899Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29899.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29898.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Modifications to Fees and Credits Under Rules 7014 and 70182013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29898Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29898.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29897.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Alternative Display Facility New Entrant2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29897Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29897.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29896.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Exchange, Inc.2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29896Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29896.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29895.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29895Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29895.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29894.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Routing Fees2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29894Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29894.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29893.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To List and Trade Shares of the Merk Gold Trust Pursuant to NYSE Arca Equities Rule 8.2012013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29893Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29893.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29892.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Under the PHLX Pricing Schedule for Use of the Carteret Testing Facility Test Environment2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29892Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29892.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29891.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX BX, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Establish Fees Under Rule 7030(d) for Use of the Carteret Testing Facility Test Environment2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29891Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29891.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29890.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Short Term Option Series Program2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29890Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29890.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29889.htmlNotice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to the Short Term Option Series Program2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29889Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29889.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/17/2013-29888.htmlNotice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Withdrawal of Proposed Rule Change To Add Rules Related to the Clearing of MCDX Index CDS Contracts and Make Conforming Changes to Existing Rules2013-12-17T00:00:00-08:002013-12-17T00:00:00-08:002013-29888Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-17/pdf/2013-29888.pdf