<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/11?registers=between Sun, 22 Dec 2024 23:32:09 -0800 Sun, 22 Dec 2024 23:32:09 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/11?registers=between Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Short Term Option Series Program https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29551.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29551.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29551 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29551.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Regarding the Short Term Options Program https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29550.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29550.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29550 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29550.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29501.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29501.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29501 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29501.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29500.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29500.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29500 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29500.pdf Notice - American Beacon Funds, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29499.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29499.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29499 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29499.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection To Advance Notice Filing, as Modified by Amendment Nos. 1, 2, and 3, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29498.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29498.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29498 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29498.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29497.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29497.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29497 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29497.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Specify the Exclusion of Odd Lot Transactions From Consolidated Average Daily Volume Calculations for a Limited Period of Time for Purposes of Certain Transaction Pricing on the Exchange Through January 31, 2014 https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29496.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29496.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29496 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29496.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Specify the Exclusion of Odd Lot Transactions From Consolidated Average Daily Volume Calculations for a Limited Period of Time for Purposes of Certain Transaction Pricing on the Exchange Through January 31, 2014 https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29495.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29495.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29495 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29495.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend CBOE Rule 18.2 (Procedures in Trading Permit Holder Controversies) https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29494.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29494.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29494 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29494.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend NYSE Arca Equities Rules 7.31, 7.32, 7.37, and 7.38 in Order To Comprehensively Update Rules Related to the Exchange's Order Types and Modifiers https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29493.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29493.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29493 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29493.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of Merk Hard Currency ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29492.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29492.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29492 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29492.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the WisdomTree Bloomberg U.S. Dollar Bullish Fund, WisdomTree Bloomberg U.S. Dollar Bearish Fund, and the WisdomTree Commodity Currency Bearish Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29491.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29491.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29491 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29491.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 402 https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29490.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29490.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29490 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29490.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretive Material To Rule 5050 To Eliminate the Cap on the Number of Additional Series That May be Listed Per Expiration Month for Each Quarterly Options Series in Exchange-Traded Fund Options https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29489.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29489.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29489 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29489.pdf Notice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-11, on Primary Offering Practices, Relating to Changes in a Bond Authorizing Document https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29488.html https://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29488.html Wed, 11 Dec 2013 00:00:00 -0800 2013-29488 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29488.pdf