Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/11?limit=200®isters=between&mode=atom2024-12-22T23:14:34-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29551.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1, Relating to the Short Term Option Series Program2013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29551Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29551.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29550.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Order Granting Approval of Proposed Rule Change Regarding the Short Term Options Program2013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29550Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29550.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29501.htmlNotice - Proposed Collection; Comment Request2013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29501Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29501.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29500.htmlNotice - Proposed Collection; Comment Request2013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29500Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29500.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29499.htmlNotice - American Beacon Funds, et al.; Notice of Application2013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29499Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29499.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29498.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of No Objection To Advance Notice Filing, as Modified by Amendment Nos. 1, 2, and 3, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs2013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29498Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29498.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29497.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change, as Modified by Amendment Nos. 1, 2, and 3, To Institute Supplemental Liquidity Deposits to Its Clearing Fund Designed To Increase Liquidity Resources To Meet Its Liquidity Needs2013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29497Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29497.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29496.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Proposes To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Specify the Exclusion of Odd Lot Transactions From Consolidated Average Daily Volume Calculations for a Limited Period of Time for Purposes of Certain Transaction Pricing on the Exchange Through January 31, 20142013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29496Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29496.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29495.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Specify the Exclusion of Odd Lot Transactions From Consolidated Average Daily Volume Calculations for a Limited Period of Time for Purposes of Certain Transaction Pricing on the Exchange Through January 31, 20142013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29495Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29495.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29494.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change To Amend CBOE Rule 18.2 (Procedures in Trading Permit Holder Controversies)2013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29494Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29494.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29493.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Change To Amend NYSE Arca Equities Rules 7.31, 7.32, 7.37, and 7.38 in Order To Comprehensively Update Rules Related to the Exchange's Order Types and Modifiers2013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29493Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29493.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29492.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To List and Trade Shares of Merk Hard Currency ETF Under NYSE Arca Equities Rule 8.6002013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29492Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29492.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29491.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the WisdomTree Bloomberg U.S. Dollar Bullish Fund, WisdomTree Bloomberg U.S. Dollar Bearish Fund, and the WisdomTree Commodity Currency Bearish Fund Under NYSE Arca Equities Rule 8.6002013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29491Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29491.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29490.htmlNotice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Exchange Rule 4022013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29490Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29490.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29489.htmlNotice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Interpretive Material To Rule 5050 To Eliminate the Cap on the Number of Additional Series That May be Listed Per Expiration Month for Each Quarterly Options Series in Exchange-Traded Fund Options2013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29489Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29489.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/11/2013-29488.htmlNotice - Self-Regulatory Organizations; Municipal Securities Rulemaking Board; Order Granting Approval of a Proposed Rule Change Consisting of Amendments to MSRB Rule G-11, on Primary Offering Practices, Relating to Changes in a Bond Authorizing Document2013-12-11T00:00:00-08:002013-12-11T00:00:00-08:002013-29488Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-11/pdf/2013-29488.pdf