Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/10?limit=200®isters=between&mode=atom2024-12-22T17:33:08-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29529.htmlNotice - Guar Global Ltd.; Order of Suspension of Trading2013-12-10T00:00:00-08:002013-12-10T00:00:00-08:002013-29529Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29529.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29528.htmlNotice - Aden Solutions, Inc.; Order of Suspension of Trading2013-12-10T00:00:00-08:002013-12-10T00:00:00-08:002013-29528Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29528.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29474.htmlNotice - Sunshine Act Meeting2013-12-10T00:00:00-08:002013-12-10T00:00:00-08:002013-29474Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29474.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29387.htmlNotice - Compass Efficient Model Portfolios, LLC, et al.; Notice of Application2013-12-10T00:00:00-08:002013-12-10T00:00:00-08:002013-29387Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29387.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29386.htmlNotice - Self-Regulatory Organizations; BATS Exchange, Inc.; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the iShares Liquidity Income Fund2013-12-10T00:00:00-08:002013-12-10T00:00:00-08:002013-29386Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29386.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29385.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Acceptable Trade Range2013-12-10T00:00:00-08:002013-12-10T00:00:00-08:002013-29385Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29385.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29384.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule in Order To Provide for Fees for a Lower-Latency 10 Gigabit Liquidity Center Network Connection in the Exchange's Data Center2013-12-10T00:00:00-08:002013-12-10T00:00:00-08:002013-29384Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29384.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29383.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services in Order To Provide for Fees for a Lower-Latency 10 Gigabit Liquidity Center Network Connection in the Exchange's Data Center2013-12-10T00:00:00-08:002013-12-10T00:00:00-08:002013-29383Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29383.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29382.htmlNotice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Price List in Order To Provide for Fees for a Lower-Latency 10 Gigabit Liquidity Center Network Connection in the Exchange's Data Center2013-12-10T00:00:00-08:002013-12-10T00:00:00-08:002013-29382Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29382.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29381.htmlNotice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 925NY To Eliminate the Requirement That Market Makers Comply With the Bid-Ask Differential Requirements Specified in Rule 925NY(b)(4)(A)-(E) When Electronically Bidding and Offering on the Exchange System During the Opening Auction Process2013-12-10T00:00:00-08:002013-12-10T00:00:00-08:002013-29381Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29381.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/10/2013-29380.htmlNotice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.37A To Eliminate the Requirement That Market Makers Comply With the Bid-Ask Differential Requirements Specified in Rule 6.37(b)(1)(A)-(F) When Electronically Bidding and Offering on the Exchange System During the Opening Auction Process2013-12-10T00:00:00-08:002013-12-10T00:00:00-08:002013-29380Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-10/pdf/2013-29380.pdf