<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/09?registers=between Fri, 02 May 2025 08:28:39 -0700 Fri, 02 May 2025 08:28:39 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/09?registers=between Notice - In the Matter of ICC Worldwide, Inc., Innova Pure Water, Inc., Paladin Holdings, Inc., Performing Brands, Inc., Petrol Oil and Gas, Inc., Platinum Research Organization, Inc., Renew Energy Resources, Inc., and Vital Living, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29416.html https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29416.html Mon, 09 Dec 2013 00:00:00 -0800 2013-29416 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-09/pdf/2013-29416.pdf Notice - In the Matter of Catch By Gene, Inc., Four Star Holdings, Inc., Great Spirits, Inc., and Texas Sweet Crude Oil Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29280.html https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29280.html Mon, 09 Dec 2013 00:00:00 -0800 2013-29280 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-09/pdf/2013-29280.pdf Notice - Community Alliance, Inc., Defi Global, Inc., Easy Energy, Inc., Industry Concept Holdings, Inc., and Transworld Benefits International, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29278.html https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29278.html Mon, 09 Dec 2013 00:00:00 -0800 2013-29278 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-09/pdf/2013-29278.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Penny Pilot Program https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29263.html https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29263.html Mon, 09 Dec 2013 00:00:00 -0800 2013-29263 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-09/pdf/2013-29263.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Approving Proposed Rule Change Amending Section 907.00 of the Listed Company Manual To Expand the Suite of Complimentary Products and Services That Are Offered to Listed Companies https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29262.html https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29262.html Mon, 09 Dec 2013 00:00:00 -0800 2013-29262 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-09/pdf/2013-29262.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Amend IM-3120-2 to Rule 3120 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29261.html https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29261.html Mon, 09 Dec 2013 00:00:00 -0800 2013-29261 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-09/pdf/2013-29261.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Customer Rebate Program https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29260.html https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29260.html Mon, 09 Dec 2013 00:00:00 -0800 2013-29260 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-09/pdf/2013-29260.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Commentary .06 to Rule 6.8 To Extend the Pilot Program That Eliminated the Position Limits for Options on SPDR S&P 500 ETF https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29259.html https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29259.html Mon, 09 Dec 2013 00:00:00 -0800 2013-29259 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-09/pdf/2013-29259.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot Program That Eliminated the Position and Exercise Limits for Options on SPDR S&P 500 ETF https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29258.html https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29258.html Mon, 09 Dec 2013 00:00:00 -0800 2013-29258 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-09/pdf/2013-29258.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change Relating to Wash Sale Transactions and FINRA Rule 5210 (Publication of Transactions and Quotations) https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29257.html https://regulations.justia.com/regulations/fedreg/2013/12/09/2013-29257.html Mon, 09 Dec 2013 00:00:00 -0800 2013-29257 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-12-09/pdf/2013-29257.pdf