Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/12/03?limit=200®isters=between&mode=atom2024-12-22T18:10:43-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/12/03/2013-28849.htmlNotice - Arrow Investment Advisors, LLC, et al.; Notice of Application2013-12-03T00:00:00-08:002013-12-03T00:00:00-08:002013-28849Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-03/pdf/2013-28849.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/03/2013-28848.htmlNotice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt a Match Trade Prevention Modifier for Limit and Market Orders Submitted to the Exchange2013-12-03T00:00:00-08:002013-12-03T00:00:00-08:002013-28848Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-03/pdf/2013-28848.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/03/2013-28847.htmlNotice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Technical Changes to OCC's By-Laws and Rules in Connection with the Modification of the Individual Registration Categories of the Investment Industry Regulatory Organization of Canada2013-12-03T00:00:00-08:002013-12-03T00:00:00-08:002013-28847Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-03/pdf/2013-28847.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/03/2013-28846.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Provide Its Members With a Risk Management Tool That Would Enable Members To Monitor Trading Activity and Receive Notifications When Pre-Set Trading Limits are Reached2013-12-03T00:00:00-08:002013-12-03T00:00:00-08:002013-28846Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-03/pdf/2013-28846.pdfhttps://regulations.justia.com/regulations/fedreg/2013/12/03/2013-28845.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify a Level 2 Subscriber Fee2013-12-03T00:00:00-08:002013-12-03T00:00:00-08:002013-28845Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-12-03/pdf/2013-28845.pdf