<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/29?registers=between Sat, 03 May 2025 11:28:05 -0700 Sat, 03 May 2025 11:28:05 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/29?registers=between Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Offer a Customer Rebate https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28724.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28724.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28724 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28724.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Add a New Service to the National Securities Clearing Corporation's Obligation Warehouse (“OW”) Which Would Pair Off and Close Certain Open Obligations, Reducing the Number of Open Obligations in OW https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28723.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28723.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28723 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28723.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28576.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28576.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28576 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28576.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28575.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28575.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28575 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28575.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Addition of a New Rate Option for Interest Rate Swaps Denominated in Mexican Peso https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28574.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28574.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28574 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28574.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend CBOE Rule 6.42 https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28573.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28573.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28573 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28573.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28572.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28572.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28572 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28572.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NOM Market Maker Penny Pilot Options Rebate To Add Liquidity https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28571.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28571.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28571 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28571.pdf Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28570.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28570.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28570 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28570.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish the Minimum Financial Requirements for the Existing Membership Category of Registered Investment Company Netting Members in the Government Securities Division https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28569.html https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28569.html Fri, 29 Nov 2013 00:00:00 -0800 2013-28569 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28569.pdf