Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Trackerhttps://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/29?limit=200®isters=between&mode=atom2024-12-22T18:25:00-08:00Justia Inchttps://www.justia.com/Justia Regulations Trackerhttps://regulations.justia.com/images/justiafedregulations.gifCopyright 2011 Justia Inchttps://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28724.htmlNotice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Offer a Customer Rebate2013-11-29T00:00:00-08:002013-11-29T00:00:00-08:002013-28724Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28724.pdfhttps://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28723.htmlNotice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Add a New Service to the National Securities Clearing Corporation's Obligation Warehouse (“OW”) Which Would Pair Off and Close Certain Open Obligations, Reducing the Number of Open Obligations in OW2013-11-29T00:00:00-08:002013-11-29T00:00:00-08:002013-28723Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28723.pdfhttps://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28576.htmlNotice - Proposed Collection; Comment Request2013-11-29T00:00:00-08:002013-11-29T00:00:00-08:002013-28576Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28576.pdfhttps://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28575.htmlNotice - Proposed Collection; Comment Request2013-11-29T00:00:00-08:002013-11-29T00:00:00-08:002013-28575Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28575.pdfhttps://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28574.htmlNotice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Addition of a New Rate Option for Interest Rate Swaps Denominated in Mexican Peso2013-11-29T00:00:00-08:002013-11-29T00:00:00-08:002013-28574Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28574.pdfhttps://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28573.htmlNotice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend CBOE Rule 6.422013-11-29T00:00:00-08:002013-11-29T00:00:00-08:002013-28573Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28573.pdfhttps://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28572.htmlNotice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting2013-11-29T00:00:00-08:002013-11-29T00:00:00-08:002013-28572Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28572.pdfhttps://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28571.htmlNotice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NOM Market Maker Penny Pilot Options Rebate To Add Liquidity2013-11-29T00:00:00-08:002013-11-29T00:00:00-08:002013-28571Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28571.pdfhttps://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28570.htmlNotice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan2013-11-29T00:00:00-08:002013-11-29T00:00:00-08:002013-28570Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28570.pdfhttps://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28569.htmlNotice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish the Minimum Financial Requirements for the Existing Membership Category of Registered Investment Company Netting Members in the Government Securities Division2013-11-29T00:00:00-08:002013-11-29T00:00:00-08:002013-28569Noticehttp://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28569.pdf