Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/29?limit=200&registers=between&mode=atom 2024-12-22T18:25:00-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28724.html Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Suspension of and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Offer a Customer Rebate 2013-11-29T00:00:00-08:00 2013-11-29T00:00:00-08:00 2013-28724 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28724.pdf https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28723.html Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Filing of Proposed Rule Change To Add a New Service to the National Securities Clearing Corporation's Obligation Warehouse (“OW”) Which Would Pair Off and Close Certain Open Obligations, Reducing the Number of Open Obligations in OW 2013-11-29T00:00:00-08:00 2013-11-29T00:00:00-08:00 2013-28723 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28723.pdf https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28576.html Notice - Proposed Collection; Comment Request 2013-11-29T00:00:00-08:00 2013-11-29T00:00:00-08:00 2013-28576 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28576.pdf https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28575.html Notice - Proposed Collection; Comment Request 2013-11-29T00:00:00-08:00 2013-11-29T00:00:00-08:00 2013-28575 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28575.pdf https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28574.html Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding the Addition of a New Rate Option for Interest Rate Swaps Denominated in Mexican Peso 2013-11-29T00:00:00-08:00 2013-11-29T00:00:00-08:00 2013-28574 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28574.pdf https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28573.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Order Approving a Proposed Rule Change To Amend CBOE Rule 6.42 2013-11-29T00:00:00-08:00 2013-11-29T00:00:00-08:00 2013-28573 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28573.pdf https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28572.html Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of a Proposed Rule Change Relating to Over-the-Counter Equity Trade Reporting and OATS Reporting 2013-11-29T00:00:00-08:00 2013-11-29T00:00:00-08:00 2013-28572 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28572.pdf https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28571.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to NOM Market Maker Penny Pilot Options Rebate To Add Liquidity 2013-11-29T00:00:00-08:00 2013-11-29T00:00:00-08:00 2013-28571 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28571.pdf https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28570.html Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing of Proposed Minor Rule Violation Plan 2013-11-29T00:00:00-08:00 2013-11-29T00:00:00-08:00 2013-28570 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28570.pdf https://regulations.justia.com/regulations/fedreg/2013/11/29/2013-28569.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Establish the Minimum Financial Requirements for the Existing Membership Category of Registered Investment Company Netting Members in the Government Securities Division 2013-11-29T00:00:00-08:00 2013-11-29T00:00:00-08:00 2013-28569 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-29/pdf/2013-28569.pdf