<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/27?registers=between Sun, 04 May 2025 00:31:17 -0700 Sun, 04 May 2025 00:31:17 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/27?registers=between Notice - Life Stem Genetics Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28607.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28607.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28607 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28607.pdf Notice - Proxy Advisory Firm Roundtable https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28501.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28501.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28501 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28501.pdf Notice - Order Extending Temporary Conditional Exemption for Nationally Recognized Statistical Rating Organizations From Requirements of Rule 17g-5 Under the Securities Exchange Act of 1934 and Request for Comment https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28464.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28464.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28464 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28464.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28429.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28429.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28429 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28429.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28428.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28428.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28428 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28428.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28427.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28427.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28427 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28427.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28426.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28426.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28426 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28426.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28425.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28425.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28425 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28425.pdf Notice - Horizons ETFs Management (USA) LLC and Horizons ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28424.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28424.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28424 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28424.pdf Notice - Self-Regulatory Organizations; NYSEArca, Inc.; Notice of Withdrawal of Proposed Rule Change Amending NYSE Arca Rule 6.72 To Make the Penny Pilot Program for Options Permanent https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28423.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28423.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28423 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28423.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing of Proposed Rule Change Regarding the Designation of a Primary Backup Data Center https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28422.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28422.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28422 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28422.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE Arca Options Fee Schedule and the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28421.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28421.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28421 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28421.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify NASDAQ Connectivity Options and Fees https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28420.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28420.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28420 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28420.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE MKT Equities Price List and the NYSE Amex Options Fee Schedule Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28419.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28419.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28419 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28419.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the New York Stock Exchange Price List Related to Co-Location Services https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28418.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28418.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28418 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28418.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Equities Schedule of Fees and Charges for Exchange Services To Specify the Method of Billing When More Than One Pricing Tier Could Be Applicable https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28417.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28417.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28417 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28417.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASDAQ Rule 4120(c)(7)(C) To Modify the Parameters for Releasing Securities for Trading Upon the Termination of a Trading Halt https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28416.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28416.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28416 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28416.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change to Establish an Institutional Liquidity Program on a One-Year Pilot Basis https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28415.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28415.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28415 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28415.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change To Establish an Institutional Liquidity Program on a One-Year Pilot Basis https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28414.html https://regulations.justia.com/regulations/fedreg/2013/11/27/2013-28414.html Wed, 27 Nov 2013 00:00:00 -0800 2013-28414 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-27/pdf/2013-28414.pdf