<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/25?registers=between Sat, 03 May 2025 06:25:50 -0700 Sat, 03 May 2025 06:25:50 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/25?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28310.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28310.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28310 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28310.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28275.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28275.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28275 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28275.pdf Notice - WisdomTree Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28219.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28219.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28219 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28219.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of Shares of AdvisorShares Sage Core Reserves ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28162.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28162.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28162 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28162.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Corrections to Chicago Mercantile Exchange Inc. Rule 274H.02.A. Regarding Timing of Determination of the Spot Exchange Rate of Chilean Peso per United States Dollar for Use in Settlement of Cleared Spot, Forward and Swap Contracts https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28161.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28161.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28161 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28161.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Change the Expiration Date for Most Options Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28160.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28160.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28160 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28160.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising Rule 61(a)(iii)-Equities To Harmonize the Existing Rule Text With the Recent Amendment to the CTA Plan, and Concordant Change to the Nasdaq UTP Plan, Which Provides That Odd-Lot Transactions Are To Be Reported On the Consolidated Tape https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28159.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28159.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28159 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28159.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Revising Rule 61(a)(iii) To Harmonize the Existing Rule Text With the Recent Amendment to the CTA Plan, Which Provides That Odd-Lot Transactions Are To Be Reported on the Consolidated Tape https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28158.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28158.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28158 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28158.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Post-Only Orders Received Prior to the Opening https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28157.html https://regulations.justia.com/regulations/fedreg/2013/11/25/2013-28157.html Mon, 25 Nov 2013 00:00:00 -0800 2013-28157 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-25/pdf/2013-28157.pdf