<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/21?registers=between Fri, 23 May 2025 12:40:29 -0700 Fri, 23 May 2025 12:40:29 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/21?registers=between Notice - Order of Suspension of Trading; In the Matter of HouseRaising, Inc., iElement Corporation, InforMedix Holdings, Inc., Nortia Capital Partners, Inc., and PC Universe, Inc. https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-28025.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-28025.html Thu, 21 Nov 2013 00:00:00 -0800 2013-28025 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-28025.pdf Notice - ETFis Series Trust I, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27908.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27908.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27908 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27908.pdf Notice - AIM Growth Series (Invesco Growth Series), et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27907.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27907.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27907 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27907.pdf Notice - Joint Industry Plan; BATS Exchange, Inc., BATS-Y Exchange, Inc., BOX Options Exchange LLC, C2 Options Exchange, Incorporated, Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange, LLC, Miami International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, The NASDAQ Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, NYSE Arca, Inc. and Topaz Exchange, LLC; Notice of Filing of Proposed National Market System Plan Governing the Process of Selecting a Plan Processor and Developing a Plan for the Consolidated Audit Trail https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27906.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27906.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27906 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27906.pdf Notice - Self-Regulatory Organizations; National Stock Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Fee and Rebate Schedule https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27905.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27905.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27905 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27905.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating To Amend Rule 53.23 Related to CBSX RMM Quoting Obligations https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27904.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27904.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27904 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27904.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding Co-location Services To Provide for a Lower-Latency 10 Gigabit Liquidity Center Network Connection in the Exchange's Data Center https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27903.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27903.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27903 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27903.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding Co-Location Services To Provide for a Lower-Latency 10 Gigabit Liquidity Center Network Connection in the Exchange's Data Center https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27902.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27902.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27902 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27902.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Expanding Co-location Services to Provide for a Lower-Latency 10 Gigabit Liquidity Center Network Connection in the Exchange's Data Center https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27901.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27901.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27901 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27901.pdf Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Treatment of Certain Stop Orders During a Limit State or Straddle State https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27900.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27900.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27900 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27900.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Address the Treatment of Certain Stop Orders During a Limit State or Straddle State https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27899.html https://regulations.justia.com/regulations/fedreg/2013/11/21/2013-27899.html Thu, 21 Nov 2013 00:00:00 -0800 2013-27899 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-21/pdf/2013-27899.pdf