<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/18?registers=between Sat, 03 May 2025 03:15:04 -0700 Sat, 03 May 2025 03:15:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/18?registers=between Notice - Guggenheim Equal Weight Enhanced Equity Income Fund and Guggenheim Funds Investment Advisers, LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27478.html https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27478.html Mon, 18 Nov 2013 00:00:00 -0800 2013-27478 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-18/pdf/2013-27478.pdf Notice - Altegris Advisors, L.L.C., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27477.html https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27477.html Mon, 18 Nov 2013 00:00:00 -0800 2013-27477 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-18/pdf/2013-27477.pdf Notice - Ranger Alternative Management, L.P. and Ranger Funds Investment Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27476.html https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27476.html Mon, 18 Nov 2013 00:00:00 -0800 2013-27476 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-18/pdf/2013-27476.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Box Spread Strategies https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27475.html https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27475.html Mon, 18 Nov 2013 00:00:00 -0800 2013-27475 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-18/pdf/2013-27475.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Order Approving Proposed Rule Change To Provide for the Clearance of Standard Emerging European and Middle Eastern Sovereign Single Names https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27474.html https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27474.html Mon, 18 Nov 2013 00:00:00 -0800 2013-27474 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-18/pdf/2013-27474.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Order Approving Proposed Rule Change To Decommission Its Trade Risk Pro Service https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27473.html https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27473.html Mon, 18 Nov 2013 00:00:00 -0800 2013-27473 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-18/pdf/2013-27473.pdf Notice - Self-Regulatory Organizations; C2 Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Error https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27472.html https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27472.html Mon, 18 Nov 2013 00:00:00 -0800 2013-27472 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-18/pdf/2013-27472.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Fees for the Customized Option Pricing Service https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27471.html https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27471.html Mon, 18 Nov 2013 00:00:00 -0800 2013-27471 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-18/pdf/2013-27471.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Obvious Error https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27470.html https://regulations.justia.com/regulations/fedreg/2013/11/18/2013-27470.html Mon, 18 Nov 2013 00:00:00 -0800 2013-27470 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-18/pdf/2013-27470.pdf