<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/14?registers=between Thu, 01 May 2025 17:51:12 -0700 Thu, 01 May 2025 17:51:12 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/14?registers=between Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Certain Rules That Address Wash Sales in Order To Harmonize the Exchange's Rules With the Rules of New York Stock Exchange LLC and the Financial Industry Regulatory Authority https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27240.html https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27240.html Thu, 14 Nov 2013 00:00:00 -0800 2013-27240 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27240.pdf Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27207.html https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27207.html Thu, 14 Nov 2013 00:00:00 -0800 2013-27207 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27207.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Make the U.S. Department of the Treasury's Floating Rate Notes Eligible for Netting Service and GCF Repo® at FICC's Government Securities Division https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27206.html https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27206.html Thu, 14 Nov 2013 00:00:00 -0800 2013-27206 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27206.pdf Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Exchange Trading Days and Hours of Business and Trading Halts https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27205.html https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27205.html Thu, 14 Nov 2013 00:00:00 -0800 2013-27205 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27205.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the First Trust High Income Fund of First Trust Exchange-Traded Fund VI https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27204.html https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27204.html Thu, 14 Nov 2013 00:00:00 -0800 2013-27204 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27204.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the First Trust Low Beta Income Fund of First Trust Exchange-Traded Fund VI https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27203.html https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27203.html Thu, 14 Nov 2013 00:00:00 -0800 2013-27203 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27203.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBSX Fees Schedule https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27202.html https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27202.html Thu, 14 Nov 2013 00:00:00 -0800 2013-27202 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27202.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of MCDX Index CDS Contracts and Make Conforming Changes to Existing Rules https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27201.html https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27201.html Thu, 14 Nov 2013 00:00:00 -0800 2013-27201 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27201.pdf