Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/14?limit=200&registers=between&mode=atom 2025-05-01T23:11:32-07:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27240.html Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change Amending Certain Rules That Address Wash Sales in Order To Harmonize the Exchange's Rules With the Rules of New York Stock Exchange LLC and the Financial Industry Regulatory Authority 2013-11-14T00:00:00-08:00 2013-11-14T00:00:00-08:00 2013-27240 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27240.pdf https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27207.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Exchange Trading Days and Hours of Business and Trading Halts 2013-11-14T00:00:00-08:00 2013-11-14T00:00:00-08:00 2013-27207 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27207.pdf https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27206.html Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Notice of Filing of Proposed Rule Change To Make the U.S. Department of the Treasury's Floating Rate Notes Eligible for Netting Service and GCF Repo® at FICC's Government Securities Division 2013-11-14T00:00:00-08:00 2013-11-14T00:00:00-08:00 2013-27206 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27206.pdf https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27205.html Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating To Exchange Trading Days and Hours of Business and Trading Halts 2013-11-14T00:00:00-08:00 2013-11-14T00:00:00-08:00 2013-27205 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27205.pdf https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27204.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the First Trust High Income Fund of First Trust Exchange-Traded Fund VI 2013-11-14T00:00:00-08:00 2013-11-14T00:00:00-08:00 2013-27204 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27204.pdf https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27203.html Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Order Granting Approval of Proposed Rule Change To List and Trade Shares of the First Trust Low Beta Income Fund of First Trust Exchange-Traded Fund VI 2013-11-14T00:00:00-08:00 2013-11-14T00:00:00-08:00 2013-27203 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27203.pdf https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27202.html Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the CBSX Fees Schedule 2013-11-14T00:00:00-08:00 2013-11-14T00:00:00-08:00 2013-27202 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27202.pdf https://regulations.justia.com/regulations/fedreg/2013/11/14/2013-27201.html Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change to Add Rules Related to the Clearing of MCDX Index CDS Contracts and Make Conforming Changes to Existing Rules 2013-11-14T00:00:00-08:00 2013-11-14T00:00:00-08:00 2013-27201 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-14/pdf/2013-27201.pdf