<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/13?registers=between Sat, 03 May 2025 23:57:49 -0700 Sat, 03 May 2025 23:57:49 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/13?registers=between Notice - In the Matter of Far Vista Petroleum Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27238.html https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27238.html Wed, 13 Nov 2013 00:00:00 -0800 2013-27238 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-13/pdf/2013-27238.pdf Notice - Order Exempting Broker-Dealers Participating in the Proposed Global Offering of Meridian Energy Limited From the Arranging Prohibitions of Section 11(d)(1) of the Exchange Act https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27100.html https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27100.html Wed, 13 Nov 2013 00:00:00 -0800 2013-27100 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-13/pdf/2013-27100.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change To Establish a Retail Liquidity Program https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27053.html https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27053.html Wed, 13 Nov 2013 00:00:00 -0800 2013-27053 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-13/pdf/2013-27053.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYSE Arca, Inc.; Notice of Filing of Amendment No. 1 and Order Granting Approval to Proposed Rule Changes, as Modified by Amendment No. 1, That Address the Exchanges' Emergency Powers https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27052.html https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27052.html Wed, 13 Nov 2013 00:00:00 -0800 2013-27052 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-13/pdf/2013-27052.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing of Proposed Rule Change To Amend Rules 1064 and 1080 To More Specifically Address the Number and Size of Counterparties to a Qualified Contingent Cross Order https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27051.html https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27051.html Wed, 13 Nov 2013 00:00:00 -0800 2013-27051 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-13/pdf/2013-27051.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Penny Pilot Options Rebates and Fees https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27048.html https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27048.html Wed, 13 Nov 2013 00:00:00 -0800 2013-27048 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-13/pdf/2013-27048.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Regarding the Applicable Lead Market Maker Rights Fee for Low-Volume Issues https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27042.html https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27042.html Wed, 13 Nov 2013 00:00:00 -0800 2013-27042 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-13/pdf/2013-27042.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Commentary .03 to Rule 6.91 To Limit the Volume of Complex Orders by a Single OTP Holder or OTP Firm During the Trading Day https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27041.html https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27041.html Wed, 13 Nov 2013 00:00:00 -0800 2013-27041 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-13/pdf/2013-27041.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt Commentary .03 to Rule 980NY To Limit the Volume of Complex Orders by a Single ATP Holder During the Trading Day https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27040.html https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27040.html Wed, 13 Nov 2013 00:00:00 -0800 2013-27040 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-13/pdf/2013-27040.pdf Notice - Transamerica Life Insurance Company, et al; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27039.html https://regulations.justia.com/regulations/fedreg/2013/11/13/2013-27039.html Wed, 13 Nov 2013 00:00:00 -0800 2013-27039 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-13/pdf/2013-27039.pdf