Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/06?limit=200&registers=between&mode=atom 2024-12-22T18:29:57-08:00 Justia Inc https://www.justia.com/ Justia Regulations Tracker https://regulations.justia.com/images/justiafedregulations.gif Copyright 2011 Justia Inc https://regulations.justia.com/regulations/fedreg/2013/11/06/2013-26558.html Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Apply Routing Fees to Penny Pilot Issues 2013-11-06T00:00:00-08:00 2013-11-06T00:00:00-08:00 2013-26558 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-06/pdf/2013-26558.pdf https://regulations.justia.com/regulations/fedreg/2013/11/06/2013-26557.html Notice - Consolidated Tape Association; Order Approving the Eighteenth Substantive Amendment to the Second Restatement of the CTA Plan 2013-11-06T00:00:00-08:00 2013-11-06T00:00:00-08:00 2013-26557 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-06/pdf/2013-26557.pdf https://regulations.justia.com/regulations/fedreg/2013/11/06/2013-26556.html Notice - Joint Industry Plan; Order Approving Amendment No. 30 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. 2013-11-06T00:00:00-08:00 2013-11-06T00:00:00-08:00 2013-26556 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-06/pdf/2013-26556.pdf https://regulations.justia.com/regulations/fedreg/2013/11/06/2013-26555.html Notice - Self-Regulatory Organizations; Chicago Stock Exchange, Inc.; Order Approving a Proposed Rule Change To Adopt Standards for the Cancellation or Adjustment of Bona Fide Error Trades, the Submission of Error Correction Transactions, and the Cancellation or Adjustment of Stock Leg Trades of Stock-Option or Stock-Future Orders 2013-11-06T00:00:00-08:00 2013-11-06T00:00:00-08:00 2013-26555 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-06/pdf/2013-26555.pdf https://regulations.justia.com/regulations/fedreg/2013/11/06/2013-26554.html Notice - Self-Regulatory Organizations; CBOE Futures Exchange, LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Notification Provisions for Exchange of Contract for Related Position Transactions and Block Trades 2013-11-06T00:00:00-08:00 2013-11-06T00:00:00-08:00 2013-26554 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-06/pdf/2013-26554.pdf https://regulations.justia.com/regulations/fedreg/2013/11/06/2013-26553.html Notice - Self-Regulatory Organizations: Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the MIAX Fee Schedule 2013-11-06T00:00:00-08:00 2013-11-06T00:00:00-08:00 2013-26553 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-06/pdf/2013-26553.pdf https://regulations.justia.com/regulations/fedreg/2013/11/06/2013-26552.html Notice - Self-Regulatory Organizations; International Securities Exchange, LLC; Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To List Options on the Nations VolDex Index 2013-11-06T00:00:00-08:00 2013-11-06T00:00:00-08:00 2013-26552 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-06/pdf/2013-26552.pdf