<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/05?registers=between Sun, 22 Dec 2024 18:32:48 -0800 Sun, 22 Dec 2024 18:32:48 -0800 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/11/05?registers=between Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26559.html https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26559.html Tue, 05 Nov 2013 00:00:00 -0800 2013-26559 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-26559.pdf Notice - OFS Capital Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26412.html https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26412.html Tue, 05 Nov 2013 00:00:00 -0800 2013-26412 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-26412.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Instituting Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Change Relating to Participation on the Alternative Display Facility https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26411.html https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26411.html Tue, 05 Nov 2013 00:00:00 -0800 2013-26411 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-26411.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, Relating to Listing and Trading of Shares of PIMCO Diversified Income Exchange-Traded Fund, PIMCO Low Duration Exchange-Traded Fund and PIMCO Real Return Exchange-Traded Fund Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26410.html https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26410.html Tue, 05 Nov 2013 00:00:00 -0800 2013-26410 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-26410.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Order Granting Approval of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, to List and Trade Shares of the Franklin Short Duration U.S. Government ETF Under NYSE Arca Equities Rule 8.600 https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26409.html https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26409.html Tue, 05 Nov 2013 00:00:00 -0800 2013-26409 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-26409.pdf Proposed Rule - Securities Investor Protection Corporation https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26165.html https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-26165.html Tue, 05 Nov 2013 00:00:00 -0800 2013-26165 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-26165.pdf Proposed Rule - Crowdfunding https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-25355.html https://regulations.justia.com/regulations/fedreg/2013/11/05/2013-25355.html Tue, 05 Nov 2013 00:00:00 -0800 2013-25355 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-11-05/pdf/2013-25355.pdf