<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/10/25?registers=between Sat, 03 May 2025 11:51:04 -0700 Sat, 03 May 2025 11:51:04 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/10/25?registers=between Notice - Proposed Interagency Policy Statement Establishing Joint Standards for Assessing the Diversity Policies and Practices of Entities Regulated by the Agencies and Request for Comment https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25142.html https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25142.html Fri, 25 Oct 2013 00:00:00 -0700 2013-25142 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-25142.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing of Proposed Rule Change Proposing to Amend the Quantitative Continued Listing Standards Applicable to Companies Listed Under Sections 102.01C and 103.01B of the Listed Company Manual https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25120.html https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25120.html Fri, 25 Oct 2013 00:00:00 -0700 2013-25120 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-25120.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rules 4020 (Opening of Accounts), 4050 (Discretionary Accounts), and 4060 (Confirmation to Public Customers) To Conform to the Corresponding Rules of FINRA https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25119.html https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25119.html Fri, 25 Oct 2013 00:00:00 -0700 2013-25119 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-25119.pdf Notice - Self-Regulatory Organizations; Chicago Mercantile Exchange Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Adoption of CME Rule 1001 https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25118.html https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-25118.html Fri, 25 Oct 2013 00:00:00 -0700 2013-25118 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-25118.pdf Notice - Self-Regulatory Organizations; EDGA Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGA Rule 4.3, Record of Written Complaints, To Conform to Financial Industry Regulatory Authority, Inc. Rule 4513 https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-24915.html https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-24915.html Fri, 25 Oct 2013 00:00:00 -0700 2013-24915 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-24915.pdf Notice - Self-Regulatory Organizations; EDGX Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend EDGX Rule 4.3, Record of Written Complaints, To Conform to Financial Industry Regulatory Authority, Inc. Rule 4513 https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-24913.html https://regulations.justia.com/regulations/fedreg/2013/10/25/2013-24913.html Fri, 25 Oct 2013 00:00:00 -0700 2013-24913 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-25/pdf/2013-24913.pdf