<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/10/24?registers=between Fri, 23 May 2025 05:13:02 -0700 Fri, 23 May 2025 05:13:02 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/10/24?registers=between Notice - Order of Suspension of Trading; In The Matter of Crown Alliance Capital Limited https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-25144.html https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-25144.html Thu, 24 Oct 2013 00:00:00 -0700 2013-25144 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-24/pdf/2013-25144.pdf Notice - Order Of Suspension of Trading; In the Matter of ARX Gold Corp. https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-25143.html https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-25143.html Thu, 24 Oct 2013 00:00:00 -0700 2013-25143 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-24/pdf/2013-25143.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-25121.html https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-25121.html Thu, 24 Oct 2013 00:00:00 -0700 2013-25121 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-24/pdf/2013-25121.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Order Granting Approval to Proposed Rule Change Amending NYSE Rules 451 and 465, and the Related Provisions of Section 402.10 of the NYSE Listed Company Manual, Which Provide a Schedule for the Reimbursement of Expenses by Issuers to NYSE Member Organizations for the Processing of Proxy Materials and Other Issuer Communications Provided to Investors Holding Securities in Street Name, and To Establish a Five-Year Fee for the Development of an Enhanced Brokers Internet Platform https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24920.html https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24920.html Thu, 24 Oct 2013 00:00:00 -0700 2013-24920 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-24/pdf/2013-24920.pdf Notice - Syntax Analytics, LLC and Syntax ETF Trust; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24919.html https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24919.html Thu, 24 Oct 2013 00:00:00 -0700 2013-24919 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-24/pdf/2013-24919.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change Amending OCC's By-Laws and Rules To Reflect Enhancements in OCC's System for Theoretical Analysis and Numerical Simulations as Applied to Longer-Tenor Options https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24918.html https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24918.html Thu, 24 Oct 2013 00:00:00 -0700 2013-24918 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-24/pdf/2013-24918.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Options Rule 6.87 https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24917.html https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24917.html Thu, 24 Oct 2013 00:00:00 -0700 2013-24917 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-24/pdf/2013-24917.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 975NY https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24916.html https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24916.html Thu, 24 Oct 2013 00:00:00 -0700 2013-24916 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-24/pdf/2013-24916.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Disapprove Proposed Rule Changes, as Modified by Amendment Nos. 1, Amending NYSE Rule 104 and NYSE MKT Rule 104-Equities to Codify Certain Traditional Trading Floor Functions That May Be Performed by Designated Market Makers, To Make Exchange Systems Available to DMMs That Would Provide DMMs With Certain Market Information, To Amend the Exchanges' Rules Governing the Ability of DMMs To Provide Market Information To Floor Brokers, and To Make Conforming Amendments to Other Rules https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24914.html https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24914.html Thu, 24 Oct 2013 00:00:00 -0700 2013-24914 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-24/pdf/2013-24914.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Replace Certain References to “Member” With References to “Member Organization” in the Rule 9000 Series https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24850.html https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24850.html Thu, 24 Oct 2013 00:00:00 -0700 2013-24850 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-24/pdf/2013-24850.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24849.html https://regulations.justia.com/regulations/fedreg/2013/10/24/2013-24849.html Thu, 24 Oct 2013 00:00:00 -0700 2013-24849 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-24/pdf/2013-24849.pdf