<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/10/23?registers=between Sat, 31 May 2025 17:23:35 -0700 Sat, 31 May 2025 17:23:35 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/10/23?registers=between Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Notice of No Objection to Advance Notice Filing To Reflect Enhancements in OCC's System for Theoretical Analysis and Numerical Simulations as Applied to Longer-Tenor Options https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24843.html https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24843.html Wed, 23 Oct 2013 00:00:00 -0700 2013-24843 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24843.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24775.html https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24775.html Wed, 23 Oct 2013 00:00:00 -0700 2013-24775 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24775.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24774.html https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24774.html Wed, 23 Oct 2013 00:00:00 -0700 2013-24774 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24774.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24773.html https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24773.html Wed, 23 Oct 2013 00:00:00 -0700 2013-24773 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24773.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24772.html https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24772.html Wed, 23 Oct 2013 00:00:00 -0700 2013-24772 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24772.pdf Notice - Davidson Kempner Capital Management LLC; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24771.html https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24771.html Wed, 23 Oct 2013 00:00:00 -0700 2013-24771 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24771.pdf Notice - Arden Investment Series Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24770.html https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24770.html Wed, 23 Oct 2013 00:00:00 -0700 2013-24770 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24770.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to The Customized Option Pricing Service https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24769.html https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24769.html Wed, 23 Oct 2013 00:00:00 -0700 2013-24769 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24769.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change To Amend Policy Statement Adopted Under Rule 205 Entitled “Back-Up Communication Channel to Internet Access” https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24768.html https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24768.html Wed, 23 Oct 2013 00:00:00 -0700 2013-24768 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24768.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule Relating to Market Maker and Lead Market Maker Transaction Credits https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24767.html https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24767.html Wed, 23 Oct 2013 00:00:00 -0700 2013-24767 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24767.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Allow FINRA Members To Use the FINRA/NYSE Trade Reporting Facility To Transfer Transaction Fees Charged by One Member to Another Member https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24766.html https://regulations.justia.com/regulations/fedreg/2013/10/23/2013-24766.html Wed, 23 Oct 2013 00:00:00 -0700 2013-24766 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-23/pdf/2013-24766.pdf