<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/10/01?registers=between Thu, 22 May 2025 16:33:16 -0700 Thu, 22 May 2025 16:33:16 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/10/01?registers=between Notice - Self-Regulatory Organizations; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by Miami International Securities Exchange LLC To Amend Exchange Rule 604 in Connection With Market Maker Continuous Quoting Obligations https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23903.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23903.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23903 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23903.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Include an Additional Market Maker Monthly Posting Credit Tier https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23902.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23902.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23902 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23902.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the NYSE Arca Options Fee Schedule To Add an Additional Tier to the Lead Market Maker Rights Fees https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23901.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23901.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23901 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23901.pdf Notice - Proposed Collection; Comment Request https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23872.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23872.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23872 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23872.pdf Notice - U.S. Global Investors, Inc., et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23832.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23832.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23832 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23832.pdf Notice - Forethought Variable Insurance Trust, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23831.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23831.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23831 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23831.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change Relating to the Use of Manual Signatures, Reduction of Segregated Long Positions in Accounts With Aggregated Long Positions, Requirements To Be Physically Present, and Other Technical Changes to OCC's By-Laws and Rules To Better Reflect Current Operational Practices https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23830.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23830.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23830 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23830.pdf Notice - Self-Regulatory Organizations; National Securities Clearing Corporation; Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment Nos. 1 and 2, To Institute Supplemental Liquidity Deposits to Its Clearing Funding Designed To Increase Liquidity Resources To Meet Its Liquidity Needs https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23829.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23829.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23829 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23829.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Arca Options Fee Schedule To Specify the Frequency With Which the Exchange May Change the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23828.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23828.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23828 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23828.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the NYSE Amex Options Fee Schedule To Specify the Frequency With Which the Exchange May Change the Options Regulatory Fee https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23827.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23827.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23827 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23827.pdf Notice - Self-Regulatory Organizations; Miami International Securities Exchange LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Implement an Equity Rights Program https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23826.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23826.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23826 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23826.pdf Notice - Self-Regulatory Organizations; ICE Clear Credit LLC; Notice of Filing of Proposed Rule Change To Provide for the Clearance of Standard Emerging European and Middle Eastern Sovereign Single Names https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23825.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23825.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23825 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23825.pdf Proposed Rule - Pay Ratio Disclosure https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23073.html https://regulations.justia.com/regulations/fedreg/2013/10/01/2013-23073.html Tue, 01 Oct 2013 00:00:00 -0700 2013-23073 Proposed Rule http://www.gpo.gov/fdsys/pkg/FR-2013-10-01/pdf/2013-23073.pdf