<![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09?registers=between&min-day=1&max-day=30 Mon, 20 May 2024 11:42:42 -0700 Mon, 20 May 2024 11:42:42 -0700 Justia Regulations Tracker Copyright 2011 Justia Inc. https://regulations.justia.com/images/justiafedregulations.gif <![CDATA[Federal Register Recent Federal Regulation Documents - Justia Regulation Tracker - Justia Regulations Tracker]]> https://regulations.justia.com/regulations/fedreg/agencies/agencies-and-commissions/securities-and-exchange-commission/2013/09?registers=between&min-day=1&max-day=30 Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23954.html https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23954.html Mon, 30 Sep 2013 00:00:00 -0700 2013-23954 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-30/pdf/2013-23954.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify Chapter XV, at Section 2 Governing Pricing for NASDAQ Members Using the NASDAQ Options Market (“NOM”) https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23729.html https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23729.html Mon, 30 Sep 2013 00:00:00 -0700 2013-23729 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-30/pdf/2013-23729.pdf Notice - Advisory Committee on Small and Emerging Companies https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23696.html https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23696.html Mon, 30 Sep 2013 00:00:00 -0700 2013-23696 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-30/pdf/2013-23696.pdf Notice - Variable Insurance Trust, et al.; https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23687.html https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23687.html Mon, 30 Sep 2013 00:00:00 -0700 2013-23687 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-30/pdf/2013-23687.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Exchange Rules in Order To Implement the Upcoming Change to Friday Expiration Processing and Eventual Transition to Friday Expiration for All Monthly Expiration Contracts https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23686.html https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23686.html Mon, 30 Sep 2013 00:00:00 -0700 2013-23686 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-30/pdf/2013-23686.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Listing Standard for Reverse Merger Companies Set Forth in Section 102.01F of The Exchange's Listed Company Manual to Harmonize With Nasdaq Stock Market Rules That Require the Timely Filing of All Required Reports for the Most Recent 12-Month Period https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23685.html https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23685.html Mon, 30 Sep 2013 00:00:00 -0700 2013-23685 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-30/pdf/2013-23685.pdf Notice - Self-Regulatory Organizations; The Options Clearing Corporation; Order Approving Proposed Rule Change to Revise OCC By-Laws and Rules to Make Structural Changes to OCC's Membership/Risk Committee Regarding Public Directors and the Process for Designating Membership/Risk Committee Members https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23684.html https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23684.html Mon, 30 Sep 2013 00:00:00 -0700 2013-23684 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-30/pdf/2013-23684.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Extend the Limited Waiver of the TRACE Professional Real-Time Data Display Fee Pilot https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23683.html https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23683.html Mon, 30 Sep 2013 00:00:00 -0700 2013-23683 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-30/pdf/2013-23683.pdf Notice - Self-Regulatory Organizations; Fixed Income Clearing Corporation; Order Approving Proposed Rule Change Concerning the Mortgage-Backed Securities Division's Notification of Settlement Process https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23682.html https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23682.html Mon, 30 Sep 2013 00:00:00 -0700 2013-23682 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-30/pdf/2013-23682.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Notice of Filing of Proposed Rule Change To Clarify the Classification and Reporting of Certain Securities to FINRA https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23681.html https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23681.html Mon, 30 Sep 2013 00:00:00 -0700 2013-23681 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-30/pdf/2013-23681.pdf Rule - Extension of Temporary Registration of Municipal Advisors https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23519.html https://regulations.justia.com/regulations/fedreg/2013/09/30/2013-23519.html Mon, 30 Sep 2013 00:00:00 -0700 2013-23519 Rule http://www.gpo.gov/fdsys/pkg/FR-2013-09-30/pdf/2013-23519.pdf Notice - Left Behind Games, Inc., File No. 500-1; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/27/2013-23728.html https://regulations.justia.com/regulations/fedreg/2013/09/27/2013-23728.html Fri, 27 Sep 2013 00:00:00 -0700 2013-23728 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-27/pdf/2013-23728.pdf Notice - The KP Funds and Callan Associates Inc., et al.; https://regulations.justia.com/regulations/fedreg/2013/09/27/2013-23541.html https://regulations.justia.com/regulations/fedreg/2013/09/27/2013-23541.html Fri, 27 Sep 2013 00:00:00 -0700 2013-23541 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-27/pdf/2013-23541.pdf Notice - Self-Regulatory Organizations; The NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make a Minor Modification To Pricing Incentive Programs https://regulations.justia.com/regulations/fedreg/2013/09/27/2013-23540.html https://regulations.justia.com/regulations/fedreg/2013/09/27/2013-23540.html Fri, 27 Sep 2013 00:00:00 -0700 2013-23540 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-27/pdf/2013-23540.pdf Notice - Self-Regulatory Organizations; the NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Minor Modifications To Pricing Incentive Programs Under NASDAQ's Schedule of Fees and Credits Applicable To Trading on the NASDAQ Options Market https://regulations.justia.com/regulations/fedreg/2013/09/27/2013-23539.html https://regulations.justia.com/regulations/fedreg/2013/09/27/2013-23539.html Fri, 27 Sep 2013 00:00:00 -0700 2013-23539 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-27/pdf/2013-23539.pdf Notice - In the Matter of AcuNetx, Inc., Alliance Pharmaceutical Corp., BBV Vietnam SE.A. Acquisition Corp., Cash Technologies, Inc., Conspiracy Entertainment Holdings, Inc., Dematco, Inc., and Interactive Systems Worldwide, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23579.html https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23579.html Thu, 26 Sep 2013 00:00:00 -0700 2013-23579 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23579.pdf Notice - Principal Management Corporation, et al.; Notice of Application https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23426.html https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23426.html Thu, 26 Sep 2013 00:00:00 -0700 2013-23426 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23426.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the Existing Fees To Receive CME Group Multi-Cast Market Data Feeds via Wireless Connectivity https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23425.html https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23425.html Thu, 26 Sep 2013 00:00:00 -0700 2013-23425 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23425.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Withdrawal of Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Amend the Competitive Liquidity Provider Program https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23424.html https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23424.html Thu, 26 Sep 2013 00:00:00 -0700 2013-23424 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23424.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Order Approving Proposed Rule Change Related To Enhanced Margin and Guaranty Fund Methodology https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23423.html https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23423.html Thu, 26 Sep 2013 00:00:00 -0700 2013-23423 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23423.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; NYSE MKT LLC; NYSE Arca, Inc.; Notice of Designation of a Longer Period for Commission Action on Proposed Rule Changes That Address the Exchanges' Emergency Powers https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23422.html https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23422.html Thu, 26 Sep 2013 00:00:00 -0700 2013-23422 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23422.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust High Income Fund of First Trust Exchange-Traded Fund VI https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23421.html https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23421.html Thu, 26 Sep 2013 00:00:00 -0700 2013-23421 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23421.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing of Proposed Rule Change Relating to the Listing and Trading of the Shares of the First Trust Low Beta Income Fund of First Trust Exchange-Traded Fund VI https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23420.html https://regulations.justia.com/regulations/fedreg/2013/09/26/2013-23420.html Thu, 26 Sep 2013 00:00:00 -0700 2013-23420 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-26/pdf/2013-23420.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Temporary Rule Change to Change the Expiration Date For Most Option Contracts to the Third Friday of the Expiration Month Instead of the Saturday Following the Third Friday https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23288.html https://regulations.justia.com/regulations/fedreg/2013/09/25/2013-23288.html Wed, 25 Sep 2013 00:00:00 -0700 2013-23288 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-25/pdf/2013-23288.pdf Notice - Self-Regulatory Organizations; New York Stock Exchange LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a One-Day Temporary Suspension of Those Aspects of Rules 36.20 and 36.21 That Would Not Permit Floor Brokers To Use Personal Portable Phone Devices on the Trading Floor Due to the Unavailability of Exchange-Provided Cell Phones on September 11, 2013 https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23146.html https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23146.html Tue, 24 Sep 2013 00:00:00 -0700 2013-23146 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23146.pdf Notice - Self-Regulatory Organizations; NYSE MKT LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Implement a One-Day Temporary Suspension of Those Aspects of Rules 36.20-Equities and 36.21-Equities That Would Not Permit Floor Brokers to Use Personal Portable Phone Devices on the Trading Floor Due to the Unavailability of Exchange-Provided Cell Phones on September 11, 2013 https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23145.html https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23145.html Tue, 24 Sep 2013 00:00:00 -0700 2013-23145 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23145.pdf Notice - Self-Regulatory Organizations; ICE Clear Europe Limited; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Clear Contracts Traded on ICE Endex https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23128.html https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23128.html Tue, 24 Sep 2013 00:00:00 -0700 2013-23128 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23128.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Amendments to the Code of Arbitration Procedure for Customer Disputes Concerning Panel Composition https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23127.html https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23127.html Tue, 24 Sep 2013 00:00:00 -0700 2013-23127 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23127.pdf Notice - Self-Regulatory Organizations; BATS Exchange, Inc.; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Eliminate References to Obsolete Functionality https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23126.html https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23126.html Tue, 24 Sep 2013 00:00:00 -0700 2013-23126 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23126.pdf Notice - Self-Regulatory Organizations; BATS Y-Exchange, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Eliminate References to Obsolete Functionality https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23125.html https://regulations.justia.com/regulations/fedreg/2013/09/24/2013-23125.html Tue, 24 Sep 2013 00:00:00 -0700 2013-23125 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-24/pdf/2013-23125.pdf Notice - Home System Group, Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23144.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23144.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23144 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23144.pdf Notice - American Asset Development, Inc., aVinci Media Corp., Ceragenix Pharmaceuticals, Inc., Marshall Holdings International, Inc., MedCom USA, Incorporated, and Millenium Holding Group, Inc., Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23143.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23143.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23143 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23143.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23101.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23101.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23101 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23101.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23012.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23012.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23012 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23012.pdf Notice - Submission for OMB Review; Comment Request https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23011.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23011.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23011 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23011.pdf Notice - Joint Industry Plan; Notice of Filing of Amendment No. 30 to the Joint Self-Regulatory Organization Plan Governing the Collection, Consolidation and Dissemination of Quotation and Transaction Information for Nasdaq-Listed Securities Traded on Exchanges on an Unlisted Trading Privileges Basis Submitted by the BATS Exchange, Inc., BATS Y-Exchange, Inc., Chicago Board Options Exchange, Incorporated, Chicago Stock Exchange, Inc., EDGA Exchange, Inc., EDGX Exchange, Inc., Financial Industry Regulatory Authority, Inc., International Securities Exchange LLC, NASDAQ OMX BX, Inc., NASDAQ OMX PHLX LLC, Nasdaq Stock Market LLC, National Stock Exchange, Inc., New York Stock Exchange LLC, NYSE MKT LLC, and NYSE Arca, Inc. https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23010.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23010.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23010 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23010.pdf Notice - Consolidated Tape Association; Notice of Filing of the Eighteenth Substantive Amendment to the Second Restatement of the CTA Plan https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23009.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23009.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23009 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23009.pdf Notice - Self-Regulatory Organizations; BOX Options Exchange LLC; Notice of Filing of Proposed Rule Change To Permit Complex Orders To Participate in Price Improvement Periods https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23008.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23008.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23008 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23008.pdf Notice - Self-Regulatory Organizations; Topaz Exchange, LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending the Schedule of Fees September 17, 2013. https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23007.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23007.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23007 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23007.pdf Notice - Self-Regulatory Organizations; NYSE Arca, Inc.; Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Rule 6.91 To Specify That LMMs Receive Execution Allocations of Incoming Electronic Complex Orders and Complex Order Auction Eligible Orders in Accordance With the Guaranteed Participation Provision of Rule 6.76A(a)(1)(A), Without Any Exceptions https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23006.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23006.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23006 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23006.pdf Notice - Self-Regulatory Organizations; Chicago Board Options Exchange, Incorporated; Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to the Appointment Cost of IWM Options https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23005.html https://regulations.justia.com/regulations/fedreg/2013/09/23/2013-23005.html Mon, 23 Sep 2013 00:00:00 -0700 2013-23005 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-23/pdf/2013-23005.pdf Notice - Patch International, Inc., QuadTech International, Inc., Strategic Resources, Ltd., and Virtual Medical Centre, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23043.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23043.html Fri, 20 Sep 2013 00:00:00 -0700 2013-23043 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23043.pdf Notice - Municipal Mortgage & Equity LLC, Prolink Holdings Corp., RPM Technologies, Inc., SARS Corp., Secured Digital Storage Corp., Siboney Corp., SiriCOMM, Inc., and Standard Management Corp.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23042.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23042.html Fri, 20 Sep 2013 00:00:00 -0700 2013-23042 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23042.pdf Notice - A.G. Volney Center, Inc. (f/k/a Buddha Steel, Inc.), China Green Material Technologies, Inc., China Tractor Holdings, Inc., and Franklin Towers Enterprises, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23041.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23041.html Fri, 20 Sep 2013 00:00:00 -0700 2013-23041 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23041.pdf Notice - American Energy Production, Inc., Best Energy Services, Inc., Community Central Bank Corporation, Explortex Energy, Inc., HemoBioTech, Inc., Larrea Biosciences Corporation, MBI Financial, Inc., and Million Dollar Saloon, Inc.; Order of Suspension of Trading https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23040.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23040.html Fri, 20 Sep 2013 00:00:00 -0700 2013-23040 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23040.pdf Notice - Sunshine Act Meeting https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23013.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-23013.html Fri, 20 Sep 2013 00:00:00 -0700 2013-23013 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-23013.pdf Notice - Self-Regulatory Organizations; NASDAQ OMX PHLX LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Pricing Schedule Sections II and IV https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22911.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22911.html Fri, 20 Sep 2013 00:00:00 -0700 2013-22911 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22911.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Correct a Typographical Error and an Incorrect Cross Reference in Rule 5635(e)(4) https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22884.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22884.html Fri, 20 Sep 2013 00:00:00 -0700 2013-22884 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22884.pdf Notice - Self-Regulatory Organizations; Financial Industry Regulatory Authority, Inc.; Order Approving Proposed Rule Change Relating to Amendments to the Discovery Guide Used in Customer Arbitration Proceedings, as Modified by Amendment No. 1 https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22883.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22883.html Fri, 20 Sep 2013 00:00:00 -0700 2013-22883 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22883.pdf Notice - Self-Regulatory Organizations; The NASDAQ Stock Market LLC; Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Adopt Fees and Fee Waivers for Certain Exchange Traded Products https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22882.html https://regulations.justia.com/regulations/fedreg/2013/09/20/2013-22882.html Fri, 20 Sep 2013 00:00:00 -0700 2013-22882 Notice http://www.gpo.gov/fdsys/pkg/FR-2013-09-20/pdf/2013-22882.pdf